Brainstem hemorrhage is presumed to be invariably associated with a poor
prognosis in people with spontaneous hypertensive cerebral hemorrhage. The
optimal timing of tracheostomy placement in brainstem hemorrhage patients, who
generally require endotracheal intubation for airway protection, remains
uncertain. Our research aim was to analyze the impact of early tracheostomy versus late tracheostomy on brainstem hemorrhage
patients related outcomes and prognostic factors at 30 days. We identified early
tracheostomy and how it could benefit the patients with brainstem hemorrhage and
ameliorate the predictors of functional recovery at 30 days. Data on 136 patients
with brainstem hemorrhage and Glasgow Coma Scale score
Brainstem hemorrhage (BSH) is a rare neurological illness that accounts for approximately 5~10% of all spontaneous intracranial hemorrhages, the overall mortality rate is high, with a range from 30% to 70%, resulting in survivors with long-term neurological deficits (Dziewas et al., 2003; Jeong et al., 2002; Wessels et al., 2004; Wijdicks and St. Louis, 1997). The disease often causes disturbance in consciousness, tetraparesis, severe hyperthermia, and respiratory failure. With the development in the microsurgery and stereotactic surgery field, the outcome of patients with BSH has been undoubtedly improved (Hara et al., 2001). Observational studies identified poor outcomes such as coma on admission, large hematoma, abnormal respiration, and pupil abnormalities as prognostic indicators (Arabi et al., 2004; Murata et al., 1999; Wijdicks and St. Louis, 1997).
BSH patients in a coma need to maintain a secure airway, especially in the acute period, severe BSH patients always need airway management and mechanical ventilation. An endotracheal tube may be used, but it is usually poorly tolerated and requires oral care and challenging feeding. Thus, tracheostomy is preferred, since benefits of this procedure have been reported, such as improved pulmonary hygiene, enhanced comfort, and a more precocious removal of the mechanical ventilator (McCredie et al., 2017).
Percutaneous tracheostomy is a common procedure in intensive care units. Some studies are available on patients who potentially benefit from undergoing early tracheostomies, such as patients with spinal cord injury (Flanagan et al., 2018), patients with traumatic brain injury (Cai et al., 2017), or patients after cardiac surgery (Devarajan et al., 2012). Tracheostomy timing will affect stroke recovery as well. Villwock et al. (2014) examined the timing of tracheostomy on the outcome of over ten thousand stroke patients they concluded that early tracheostomy in stroke patients could reduce the incidence of ventilator-associated pneumonia, shorten hospital stay, and lower total hospital costs.
A retrospective study performed by Chen et al. (2019) evaluated the timing and outcome in patients with hemorrhagic stroke who received a tracheostomy, and their results also revealed that patients subjected to early tracheostomy have a higher rate of neurosurgical operation than patients subjected to late tracheostomy. They also found that patients who underwent early tracheostomy are associated with a shorter hospital stay and reduced hospital costs than those who underwent late tracheostomy.
Patients with BSH are certainly candidates for prolonged invasive mechanical ventilation and difficult weaning. Thus, there is no reason to prolong translaryngeal intubation. However, the tracheostomy also has some risks, which may induce airway or esophageal injury, tracheomalacia, and tracheoinnominate fistula, and some evidence suggested that early tracheostomy does not improve the outcome. Kleffmann et al. (2020) found that percutaneous tracheostomy in patients led to a significant increase in intracranial cerebral pressure during the procedure, patients with a baseline intracranial pressure more than 15mmHg are at risk to develop harmful intracranial pressure crises. As a result, the optimal time for performing this procedure remains controversial (Ahmed and Kuo, 2007; Huang et al., 2013), and no evidence is available comparing the influence of early tracheostomy (ET) or a late tracheostomy (LT) in the prognosis of BSH patients.
Previous studies focused their attention on the evaluation of the effect of ET on patients with traumatic brain injury (TBI), including three randomized trials (Ahmed Bouderka et al., 2004; Dunham et al., 2014; Sugerman et al., 1997). More recently, Dunham et al. (2014) performed a comprehensive systematic review to evaluate all randomized controlled trials to assess the impact of ET on the outcome of patients with TBI. They found that ET does not decrease the VAP rate, but it reduces mechanical ventilator. Furthermore, the study demonstrated that ET increases the risk of hospital death.
Another systematic review conducted by McCredie et al. (2017) compared the effect of ET versus LT or prolonged intubation in critically ill patients with acute brain injury. Ten trials (with 503 cases in total) were analyzed. The study demonstrated that ET reduces the long-term mortality rate, length of ICU stays, and duration of the mechanical ventilator. However, ET fails to reduce short-term mortality. Furthermore, it increases the probability of ever receiving a tracheostomy.
Shamim et al. (2015) evaluated the effects of ET in 100 ICU patients with isolated TBI who required mechanical ventilation. Tracheostomy performed within 7 days of TBI was defined as ET. Forty-nine patients out of 100 underwent ET, while the others were subjected to prolonged endotracheal intubation (EI). They concluded that the frequency of VAP was higher in the EI group compared to the ET group (45% vs. 63%, P = 0.09). Also, the ET group showed significantly less ICU stay (11 days vs. 13 days, P = 0.03), fewer days under mechanical ventilator (10 days vs. 13 days, P = 0.031), less mortality rate (8.2% vs. 17.6%) and less complication rate (14% vs. 18%). The clinical outcome evaluated by the Glasgow Outcome Scale was better in the ET group, and the total cost in the hospital was considerably less in the ET group compared with the cost of the EI group.
Previous studies were focused on the impact of ET on TBI patients, not on patients with BSH (Ahmed and Kuo, 2007; Ahmed Bouderka et al., 2004; Arabi et al., 2004; Pinheiro et al., 2010). Some aspects of TBI and BSH patients were similar. For instance, in the acute phase of the onset, BSH and TBI patients show the recognizant obstacle at different levels, lost airway protection. Thus, they required the prevention of obstruction resulted from tongue depression and accumulation of secretion. For most patients with severe BSH and TBI, mechanical ventilator and continuous monitoring at Intensive care unit (ICU) are essential due to some possible symptoms such as hyperthermia, ventilator-associated pneumonia, and deep venous thrombosis.
It remains controversial whether BSH should be promptly treated through the surgical evacuation of the hematoma or managed conservatively (Manno et al., 2005). Several studies supported the conservative management in patients with BSH (Grotta, 2004; Komiyama et al., 1989), although a growing number of studies report the efficacy of the surgical treatment (Hara et al., 2001; Ichimura et al., 2018; Takahama et al., 1989). Ichimura et al. (2018) believed that the surgical strategy could be encouraged with exclusion criteria for early initiation of rehabilitation strategies and Shrestha et al. (2015) also indicated that patients with BSH resulting in severe brainstem compression and progressive deterioration of the clinical status should be subjected to prompt surgical removal of the hematoma.
It remains questionable whether ventricular hemorrhage affects the outcome of patients with BSH. Jang et al. (2011) concluded that ventricular hemorrhage was not a predictor of 90 days of functional recovery. However, Huang et al. (2013) suggested that ventricular hemorrhage is an independent predictor of patients’ outcomes. Probably the ventricular extension of hemorrhage may reduce the oppression of parenchyma.
Both BSH and TBI patients exhibited a poor prognosis, representing a heavy burden for their families and society as well (Hara et al., 2001; Kahn, 2010; Rabinstein et al., 2004). The benefit of ET on BSH patients is not yet defined. And no evidence is available comparing the influence of ET or a LT in the prognosis of BSH patients. Our research aim was to analyze the impact of ET versus LT on BSH patients’ related outcomes and prognostic factors at 30 days.
We performed a retrospective observational cohort study with the raw data used
coming from a single institution. A total number of 291 patients with a diagnosis
of BSH were admitted to the First Affiliated Hospital of JiNan University from
September 1
Baseline variables were collected, such as patient age, gender, GCS on
admission, the primary location of hemorrhage, volume of hemorrhage,
hydrocephalus, smoking history, alcohol consumption, pupillary reflex, a
ventricular extension of hemorrhage, and stroke history. If the CT scan showed
the presence of hydrocephalus or the hematoma rupture within the ventricles,
external ventricular drainage was performed by neurosurgeons. The type of
dorsally exophytic hematoma was treated by craniectomy and hemorrhage removal.
Data associated with the hospital stay, neurosurgical intensive care unit (NICU)
stay, the mortality rate in the hospital, Ventilator-associated pneumonia (VAP)
rate, hyperthermia (
Percutaneous tracheostomy was performed by the neurosurgeons in the NICU of our center. Neurosurgeons informed patients’ relatives about the risks of this procedure before performing it, and they needed to fill the informed consent in case of acceptance. Patients were categorized according to the date in which tracheostomy was performed. Patients who were subjected to tracheostomy within (less than or equal to) seven days of admission were included in the ET group, and those who were subjected to tracheostomy after seven days of admission were included in the LT group.
Variables | Early tracheostomy (n = 77) | Late tracheostomy (n = 59) | Total (n = 136) | P-value |
Gender; n (%) | 0.962 | |||
male | 59 (76.6) | 45 (76.3) | 104 (76.5) | |
female | 18 (23.4) | 14 (23.7) | 32 (23.5) | |
Age (year); mean ( |
51.47 |
50.97 |
51.25 |
0.797 |
GCS on admission; mean ( |
5.23 |
5.36 |
5.29 |
0.676 |
Main location of hemorrhage; n (%) | 0.362 | |||
pons | 64 (83.1) | 44 (74.6) | 108 (79.4) | |
midbrain | 6 (7.8) | 9 (15.3) | 15 (11.0) | |
Medulla | 7 (9.1) | 6 (10.1) | 13 (9.6) | |
Volume of hemorrhage; n (%) | 0.824 | |||
26 (33.8) | 21 (35.6) | 47 (34.6) | ||
51 (66.2) | 38 (64.4) | 89 (65.4) | ||
Hydrocephalus; n (%) | 0.16 | |||
Present | 38 (49.4) | 22 (37.3) | 60 (44.1) | |
Absent | 39 (50.6) | 37 (62.7) | 76 (55.9) | |
Operation; n (%) | 0.362 | |||
Yes | 45 (58.4) | 39 (66.1) | 84 (61.8) | |
No | 32 (41.6) | 20 (33.9) | 52 (38.2) | |
smoking; n (%) | 0.503 | |||
yes | 41 (53.2) | 28 (47.5) | 69 (50.7) | |
no | 36 (46.8) | 31 (52.5) | 67 (49.3) | |
Habitual alcohol consumption; n (%) | 0.982 | |||
yes | 38 (49.4) | 29 (49.2) | 67 (49.3) | |
no | 39 (50.6) | 30 (50.8) | 69 (50.7) | |
Pupil; n (%) | 0.503 | |||
reactive | 56 (72.7) | 41 (69.5) | 97 (71.3) | |
pinpoint | 15 (19.5) | 12 (20.3) | 27 (19.9) | |
dilated | 6 (7.8) | 6 (10.2) | 12 (8.8) | |
Ventricular extension; n (%) | 0.608 | |||
yes | 28 (36.4) | 24 (40.7) | 52 (38.2) | |
no | 49 (63.6) | 35 (59.3) | 84 (61.8) | |
Previous stroke; n (%) | 0.543 | |||
yes | 9 (11.7) | 9 (15.3) | 18 (13.2) | |
no | 68 (88.3) | 50 (84.7) | 118 (86.8) | |
GCS, Glasgow Coma Scale; SD, standard deviation; BSH, brainstem hemorrhage. |
BSH patients had their functional status evaluated after 30 days using the modified Rankin Score (0 = no symptoms at all, 1 = no significant disability and able to perform usual activities, 2 = slight disability–unable to do previous activities but able to manage their affairs, 3 = moderate disability–needs help but walks unaided, 4 = moderately severe disability–unable to walk and daily life help required, 5 = severe disability–bedridden and constant attention and care required, 6 = dead), Scores were reported in the medical record. Patients were divided into two groups according to the scores. The good-outcome group included patients with a score from 0 to 3, and the poor-outcome group included patients with a score from 4 to 6 (Kilincer et al., 2005; Rankin, 1957).
Statistical analysis was performed using SPSS software Version 24 for Windows
(SPSS Institute, Inc., Chicago, IL, USA). Results are expressed as mean
Only 136 patients out of 291 patients were analyzed, thus representing the final
number of the enrolled ones. 104 out of the 136 (76.5%) were male, and 32
(23.5%) were female. Overall, 77 patients underwent ET, and 59 patients
underwent LT. The mean age was 51.25
The comparison between the ET group and LT group revealed that patients who were
subjected to early tracheostomy had a significantly lower NICU
stay-overall (15.55 vs. 19.00 days, P = 0.041). When the patients who
died in NICU were excluded, the NICU stay-survival was also lower in the ET group
(14.52 vs. 19.48 days, P = 0.023). The mortality rate in the hospital
and VAP rate was not significantly different between the two groups. Next, on the
30
Variables | Early tracheostomy (n = 77) | Late tracheostomy (n = 59) | Total (n = 136) | P-value |
ICU stay-overall (days); mean ( |
15.55 |
19.00 |
17.04 |
0.041 |
ICU stay-survival (days); mean ( |
14.52 |
19.48 |
16.55 |
0.023 |
Hospital stay (days); mean ( |
24.62 |
29.17 |
26.60 |
0.084 |
Death-in hospital; n (%) | 0.192 | |||
Yes | 37 (48.1) | 35 (59.3) | 72 (52.9) | |
no | 40 (51.9) | 24 (40.7) | 64 (47.1) | |
mRS at 30 days; mean ( |
4.74 |
4.97 |
4.84 |
0.311 |
Outcome; n (%) | 0.036 | |||
Good-outcome | 22 (28.6) | 8 (13.6) | 30 (22.1) | |
Poor-outcome | 55 (71.4) | 51 (86.4) | 106 (79.9) | |
VAP; n (%) | 0.288 | |||
Yes | 44 (57.1) | 39 (66.1) | 83 (61.0) | |
No | 33 (42.9) | 20 (33.9) | 53 (39.0) | |
Hyperthermia; n (%) | 0.42 | |||
Yes | 43 (55.8) | 37 (62.7) | 80 (58.8) | |
no | 34 (44.2) | 22 (37.3) | 56 (41.2) | |
NICU, neurosurgical intensive care unit; mRS, modified ranking score; VAP, ventilator associated pneumonia; SD, standard deviation. |
In addition, multivariate logistic regression analysis showed that undergoing early tracheostomy in comparison to late tracheostomy, significantly improved the 30-day prognosis (good outcome) (adjusted odds ratio [OR] 0.083, 95% confidence interval [CI] 0.010-0.702, P = 0.022). GCS score on admission (adjusted odds ratio [OR] 3.226, 95% confidence interval [CI] 1.237-8.412, P = 0.017), hematoma volume (adjusted odds ratio [OR] 0.023, 95% confidence interval [CI] 0.001-0.394, P = 0.009) and patients’ age (adjusted odds ratio [OR] 0.901, 95% confidence interval [CI] 0.817-0.994, P = 0.038) were independent factors affecting the 30-day functional outcomes. These results are shown in (Table 3).
characteristic | Odd ratio (95% confidence interval) | P-value |
Gender | ||
male versus female | 0.960 (0.053-17.274) | 0.978 |
Age | 0.901 (0.817-0.994) | 0.038 |
GCS on admission | 3.226 (1.237-8.412) | 0.017 |
Main location of hemorrhage | ||
pons | 6.691 (0.022-2028.555) | 0.514 |
midbrain | 0.315 (0.001-96.339) | 0.692 |
medulla | Reference | |
Volume of hemorrhage | ||
0.023 (0.001-0.394) | 0.009 | |
Hydrocephalus | ||
present versus absent | 0.446 (0.071-2.795) | 0.388 |
Early versus late tracheostomy | 0.083 (0.010-0.702) | 0.022 |
Operation | ||
yes versus no | 3.042 (0.427-21.657) | 0.267 |
Smoking | ||
yes versus no | 0.129 (0.016-1.023) | 0.053 |
Habitual alcohol consumption | ||
yes versus no | 0.892 (0.146-5.449) | 0.901 |
Ventricular extension | ||
yes versus no | 0.203 (0.027-1.549) | 0.124 |
Previous stroke | ||
yes versus no | 11.635 (0.317-427.598) | 0.182 |
VAP | ||
yes versus no | 0.245 (0.024-2.499) | 0.235 |
Hyperthermia | ||
yes versus no | 1.136 (0.071-18.120) | 0.928 |
GCS, Glasgow Coma Scale; VAP, ventilator associated pneumonia. |
This is the first study comparing the effect of ET and LT on patients with BSH.
BSH is the devastating type of intracerebral hemorrhage, and the patients who
survive are often affected by long-term neurological deficits. Therefore, a
thorough understanding of BSH epidemiology, surgical operation, pathology, and
outcomes is of utmost importance to communicate to patients’ relatives the actual
expectations and the most appropriate therapeutic strategies. In our cohort, ET
resulted as a significant predictor of 30-day prognosis. It can lower the overall
NICU stay, and when the dead patients in NICU were excluded, the overall stay was
also significantly lower in the ET group. Also, ET patients tended to have a good
outcome on the 30
Severe BSH puts the patients at risk for neurological complications and in need of airway protection. In such cases, treatment strategies may differ, with an increased focus on airway management, blood pressure management, and blood oxygen saturation monitoring, to ensure the arrival of an adequate amount of oxygen to the brain tissues. Our data showed that the ET group had a significantly lower overall NICU stay (15.55 vs. 19.00 days, P = 0.041) and survival NICU stay (14.52 vs. 19.48 days, P = 0.023) compared with the LT group. Long-term endotracheal intubation may result in the accumulation of secretions above the endotracheal cuff in patients undergoing translaryngeal ventilation, together with a reduced level of consciousness with high sedation, constant opening of the vocal cords by the tube and high rate of aspiration into the distal airways. These disadvantages put patients at high risk of developing VAP. Therefore, the ET tube resulted as a vital asset in these circumstances because it can be regularly and easily cleaned, thus preventing the buildup of the biofilm. Also, the reduction of the length of NICU stay is essential for the financial benefits, because the NICU treatment is the most expensive part of the treatment.
Exercising patients with an endotracheal tube has been demonstrated as safe and feasible, and an endotracheal tube alone is not a contraindication in patients during their early rehabilitation. However, mobility and “out-of-bed exercises” commonly do not occur in these patients’ cohort. The vast majority of patients tend to rest in bed until they received a tracheostomy. Therefore, reduced rehabilitation is performed before the tracheostomy tube insertion. Early transfer from ICU also means earlier inpatient rehabilitation, which can improve patients’ functional recovery. According to a recent study, early stomacher is associated with a timelier achievement of patient-centered outcomes (Sutt et al., 2020). Patients who underwent ET return to their usual daily activities such as eating, drinking, out-of-bed mobility and talking significantly earlier compared with patients who underwent LT.
Matsukawa et al. (2015) concluded that GCS with a score of less than 9,
hyperthermia (a core temperature
In our study, we revealed that GCS on admission and hemorrhagic volume had
significant effects on the 30-day outcomes of patients with BSH.
Patients with a hemorrhagic volume of
This retrospective single institution-based analysis of BSH patients demonstrated that early tracheostomy had a significantly lower NICU stay (overall and survival) and a higher rate of good outcomes compared with a late tracheostomy. Factors associated with a good outcome at 30-day were early tracheostomy, high GCS on admission, hemorrhagic volume less than 10 mL, and young age.
BSH: Brainstem hemorrhage; CT: Computed tomography; ET: Early tracheostomy; GCS: Glasgow Coma Scale; ICU: Intensive care unit; LT: Late tracheostomy; mRS: modified Rankin Score; NICU: Neurosurgical intensive care unit; PPH: Primary pontine hemorrhage; SD: Standard deviation; TBI: Traumatic brain injury; VAP: Ventilator-associated pneumonia.
W. D. and Y. X. conceived and designed the experiments; W. D. and J. L. performed the experiments; W. D. and S. W. analyzed the data; X. W supervised the experiments; W. D. and L. C. wrote the paper.
The First Affiliated Hospital approved this research of the JiNan University Ethics committee (NO.2019029).
We are grateful for the helpful suggestions made by two anonymous reviewers.
The authors declare no conflict of interest.