† These authors contributed equally.
Background: To explore the
predictive value of venous cord blood neutrophil-to-lymphocyte
ratio (NLR) and platelet to lymphocyte ratio (PLR) for Early-onset sepsis (EOS)
in preterm infants. Methods: A prospective cohort of neonates
with gestational ages
Neonatal sepsis is one of the major causes of morbidity and mortality worldwide. It is estimated that about 22 per 1000 live births develop neonatal sepsis, and the mortality rate is between 11% and 19% [1]. Neonatal sepsis is divided into early-onset sepsis (EOS) and late-onset sepsis (LOS) according to the time of symptom onset. Based on National Institute of Child Health and Human Development (NICHD) Neonatal Research Network [2], the definition of neonatal proven EOS is bacterial and fungal pathogens cultured from blood or cerebrospinal fluid (CSF) within 72 hours after birth. EOS, affects 0.98 infections per 1000 live births [3], and with an incidence around of 17 per 1000 live births of infants 401–1500 g [2]. EOS is often associated with serious and long-term complications, including bronchopulmonary dysplasia (BPD), necrotizing enterocolitis (NEC), neurodevelopmental impairments, and death [4]. However, making a definitive diagnosis is a challenge, especially in preterm babies, because the clinical signs are often unreliable. Blood or CSF bacterial culture may be delayed and early biological markers are not sensitive or specific. Meanwhile, prophylactic antibiotics were used in most premature babies after birth even if the babies are at low risk for EOS. This may result in substantial antibiotic overtreatment, which leads to a dramatic increase in the emergence of antibiotic-resistant bacteria, an increased risk of LOS, NEC and long-term adverse consequences [5].
Chorioamnionitis is a common complication in pregnancy and is strongly linked to preterm birth and EOS. However, studies found strictly following the Centers for Disease Control and Prevention (CDC) and the American Academy of Pediatrics’ Committee on the Fetus and Newborn (COFN) guidelines for management of neonates born to mothers with clinical chorioamnionitis leads to the overtreatment of many uninfected infants [6, 7]. In an attempt to accurately and rapidly diagnose EOS in preterm infants born to mothers with or without chorioamnionitis, and decrease the use of empiric antibiotics, it is essential to seek earlier, more reliable indicators to predict EOS.
In recent years, studies demonstrated that combining neutrophils and lymphocytes
or platelet and lymphocytes rather than the absolute counts may be clinically
useful. The neutrophil to lymphocyte ratio (NLR) and the platelet to lymphocyte
ratio (PLR), have been considered as useful systemic inflammatory markers and
prognostic indicators in EOS of term neonates [8], as well as in various diseases
of adult such as pneumonia [9], coronavirus disease-19 [10], appendicitis [11],
cancers [12, 13] and cardiovascular diseases [14, 15]. In the previous study, we
also found that NLR at 72 hours after birth could be as an early significant
predictor of BPD in infants at gestational age
Detection of biological markers from cord blood is an early, non-invasive, and inexpensive approach, however, to date, no prospective study has specifically assessed cord blood NLR and PLR as early markers of EOS in preterm infants. The primary objective of this research was to evaluate the predictive value of the NLR and the PLR in venous cord blood for EOS in preterm infants whether or not exposed to chorioamnionitis.
A prospective, observational study was performed to evaluate newborns born
at gestational age

Flowchart of the study process.
Blood samples were obtained from umbilical venous blood at the time of delivery. Blood samples were taken into standardized vacuum tubes containing dipotassium ethylene dinitro tetraacetic acid (EDTA) for CBC analysis by UniCel DxH 800 (Beckman coulter Inc., Hialeah, FL, USA). The NLR was calculated as the absolute neutrophil (N) count divided by the absolute lymphocyte (L) count. The PLR was calculated as the absolute Platelet (P) count divided by the absolute L count.
Data on the following were recorded: the information of
maternal pregnancy and delivery, infant outcome from birth until death, hospital
discharge or transfer, or six months after birth, whichever occurred first.
Variables included maternal age, maternal complications, vaginitis, antenatal
antibiotics, antenatal corticosteroids, preterm premature rupture of membranes
more than 18 hours, chorioamnionitis, vaginal delivery, birth weight, gestational
age, sex, delivery room resuscitation, Apgar scores, newborn respiratory distress
syndrome (NRDS), BPD, duration of NICU stay, and other comorbidities.
Histopathological chorioamnionitis was recorded if chorioamnionitis was noted on
the placental pathology report, and the definition was according with the
Stillbirth Collaborative Research Network Pathology Protocol [17]. Clinical
chorioamnionitis [18] was recorded as clinical signal (typically characterized by
2 or more) of maternal fever, uterine tenderness, malodorous amniotic fluid,
maternal or fetal tachycardia, or evidence of maternal leukocytosis
To date, there is no unified definition of neonatal sepsis [19]. The definition
of proven EOS in most neonatal research and surveillance networks is as follows
[2]: within the first 72 hours of life, the neonate presented clinical and
laboratory signs of sepsis, with a positive blood or CSF bacterial culture. Due
to the low positive rate of bacterial culture, the neonate who were considered to
have clinical EOS would receive antibiotic treatment. The neonate who presented
with clinical signs (
Statistical analyses were performed using the statistical package SPSS for
Windows version 25.0 (SPSS Inc., Chicago, IL, USA). Continuous variables were
presented as the mean
Baseline demographic and clinical characteristics of patients were summarized in Table 1. Neonates exposed to chorioamnionitis had lower gestational age and higher rates of EOS. Of the admitted 427 preterm infants, 176 exposed to chorioamnionitis including 89 EOS and 87 without EOS, and 251 unexposed to chorioamnionitis including 63 EOS and 188 without EOS. Among the preterm infants with EOS, 53 (34.86%) patients had positive blood or CSF cultures: Escherichia coli (11 patients), Klebsiella pneumoniae (9 patients), Streptococcus agalactiae (10 patients), Enterobacter cloacae (5 patients), Staphylococcus epidermidis (5 patients), and Staphylococcus warneri (3 patients), other Streptococcus (4 patients), other Gram-negative bacilli (6 patients). The infants with EOS had lower gestational age and birthweight than those without EOS. Preterm infants born to a mother with vaginitis and vaginal delivery had increased rates of EOS in the chorioamnionitis group. The infants with EOS had higher risk for newborn respiratory distress syndrome (NRDS), BPD, NEC and longer days of intravenous nutrition therapy and duration of NICU stay in the exposed to chorioamnionitis group.
Exposed to chorioamnionitis (n = 176) | Unexposed to chorioamnionitis (n = 251) | |||||
EOS (n = 89) | without EOS (n = 87) | P | EOS (n = 63) | without EOS (n = 188) | P | |
Male, N (%) | 49 (55.1) | 52 (59.8) | 0.064 | 43 (68.3) | 100 (53.2) | 0.080 |
Gestational age (weeks) | ||||||
Median (IQR) | 27.78 (26.82, 28.57) | 29.29 (28.86, 29.57 ) | 0.000* | 30.43 (30.14, 31) | 31.29 (30.57, 31.71) | 0.000* |
Min, max | 24.43, 29.71 | 27.00, 29.71 | 29.86, 31.71 | 29.86, 31.86 | ||
Birthweight (grams) | 1036.29 |
1289.75 |
0.000* | 1376.98 |
1626.04 |
0.000* |
Maternal age (years) | 30.96 |
29.59 |
0.135 | 29.14 |
30.67 |
0.061 |
Antenatal antibiotics exposure, N (%) | 122 (69.3) | 65 (74.7) | 0.453 | 10 (15.9) | 42 (22.3) | 0.331 |
Vaginitis, N (%) | 53 (59.5) | 26 (29.9) | 0.038* | 15 (23.8) | 37 (19.6) | 0.060 |
Prolonged rupture of membranes |
30 (33.7) | 31 (35.6) | 0.799 | 21 (33.3) | 59 (31.4) | 0.754 |
Hypertensive disorders in pregnancy, N (%) | 6 (6.7) | 8 (9.2) | 0.492 | 4 (6.3) | 15 (8.0) | 0.331 |
preeclampsia | 3 (3.4) | 5 (5.7) | 0.491 | 3 (4.8) | 9 (4.8) | 0.647 |
Gestational diabetes mellitus, N (%) | 22 (24.7) | 19 (21.8) | 0.557 | 13 (20.6) | 42 (22.3) | 0.581 |
Multiple pregnancy, N (%) | 34 (38.2) | 34 (39.1) | 0.942 | 21 (33.3) | 66 (35.1) | 0.604 |
IVF, N (%) | 41 (46.1) | 30 (34.5) | 0.163 | 20 (31.7) | 70 (37.2) | 0.498 |
Vaginal delivery, N (%) | 53 (59.6) | 30 (34.5) | 0.038* | 34 (53.9) | 79 (42.1) | 0.109 |
Apgar score at 1 min |
44 (49.4) | 35 (40.2) | 0.315 | 16 (25.4) | 52 (27.7) | 0.708 |
Apgar score at 5 min |
8 (8.9) | 43 (4.9) | 0.054 | 3 (4.8) | 66 (3.5) | 0.651 |
NRDS, N (%) | 80 (89.9) | 60 (68.9) | 0.017* | 39 (61.9) | 74 (39.4) | 0.012* |
BPD, N (%) | 66 (74.2) | 35 (40.2) | 0.000* | 26 (41.3) | 74 (39.3) | 0.130 |
PDA, N (%) | 22 (24.7%) | 13 (14.9) | 0.104 | 8 (12.7%) | 17 (9.0%) | 0.269 |
NEC, N (%) | 8 (9.0%) | 2 (2.3%) | 0.031* | 5 (7.9%) | 3 (1.6%) | 0.026* |
IVH, N (%) | 9 (10.1%) | 3 (3.4%) | 0.132 | 6 (9.5%) | 16 (8.5%) | 0.490 |
CPL, N (%) | 2 (2.2%) | 1 (1.1%) | 0.509 | 1 (1.6%) | 0 | - |
ROP, N (%) | 9 (10.1%) | 4 (4.6%) | 0.133 | 3 (4.8%) | 2 (1.1%) | 0.102 |
mortality, N (%) | 3 (3.4%) | 2 (2.3%) | 0.511 | 2 (3.2%) | 1 (0.5%) | 0.156 |
Intravenous nutrition therapy (d) | 23.92 |
18.21 |
0.007* | 20.71 |
18.02 |
0.147 |
duration of NICU stay (d) | 66.05 |
51.08 |
0.000* | 52.64 |
48.55 |
0.219 |
Continuous variables are expressed as mean |
Comparison of cord blood parameters from CBC between the EOS group and the
without EOS group was summarized in Table 2. Of the preterm infants exposed to
chorioamnionitis, relative to the without EOS group, the cord blood white blood
cell (WBC) (17.47
Exposed to chorioamnionitis (n = 176) | Unexposed to chorioamnionitis (n = 251) | |||||
EOS (n = 89) | without EOS (n = 87) | P | EOS (n = 63) | without EOS (n = 188) | P | |
WBC, 10 |
17.47 |
13.35 |
0.003* | 11.95 |
11.51 |
0.671 |
N, 10 |
10.71 |
3.21 |
0.000* | 7.85 |
4.66 |
0.011* |
L, 10 |
3.11 |
2.85 |
0.091 | 3.21 |
3.36 |
0.508 |
P, 10 |
221.87 |
186.18 |
0.009* | 254.55 |
236.78 |
0.085 |
NLR | 4.65 |
1.33 |
0.000* | 2.94 |
1.68 |
0.007* |
PLR | 93.17 |
78.58 |
0.021* | 94.67 |
81.16 |
0.151 |
Continuous variables are expressed as mean |
After adjustment for covariates, multivariable logistic regression analysis demonstrated high cord blood NLR was independently associated with the subsequent risk of EOS in the preterm infants with (OR = 3.843 [95% CI: 2.173–6.797]; P = 0.000) or without (OR = 1.221 [95% CI: 1.074–1.387]; P = 0.002) maternal chorioamnionitis.
In order to evaluate the ability of cord blood parameters to predict the EOS of prematurity, we constructed ROC curves and obtained the sensitivities, specificities and thresholds. The ROC curves were displayed in Figs. 2,3. Of the preterm infants exposed to chorioamnionitis, the most accurate discriminatory cord blood NLR for EOS threshold was 2.68 (AUC = 0.949, sensitivity = 0.839, specificity = 0.933). Of the preterm infants unexposed to chorioamnionitis, the most accurate discriminatory cord blood NLR for EOS threshold was 2.01 (AUC = 0.852, sensitivity = 0.830, specificity = 0.762). The cutoff value of the PLR for predicting EOS in the preterm infants exposed to chorioamnionitis was 55.051, the sensitivity was 82%, the specificity was 36.7%, and the AUC was 0.579.

The ROC curves of venous cord blood parameters for the prediction of EOS in the preterm infants exposed to chorioamnionitis. (A) The ROC curves of N. (B) The ROC curves of NLR. (C) The ROC curves of WBC. (D) The ROC curves of P. (E) The ROC curves of PLR.

The ROC curves of venous cord blood parameters for the prediction of EOS in the preterm infants unexposed to chorioamnionitis. (A) The ROC curves of N. (B) The ROC curves of NLR.
EOS is a serious and potentially life-threatening disease in preterm infants. Early diagnosis and therapy are crucial to prevent morbidity and mortality. Chorioamnionitis is a major risk factor for EOS. Neonates exposed to chorioamnionitis had a lower gestational age and higher rates of EOS compared with unexposed neonates in our study. However, the 49.4% (87/176) of the preterm infants exposed to chorioamnionitis were still without EOS. Studies have showed that the risk of EOS is significantly decreased with the use of intrapartum antibiotics [21, 22]. Furthermore, empiric antibiotic use in newborns may alter the microbiome in gut, increasing the risk of LOS, and autoimmune disorders [5, 21].
Neutrophils are activated first during inflammation because they are the first cellular defense of the natural immune system, whereas lymphocytes are the primary cells of the adaptive immune system. Bacterial infection leads to a raise of the total leukocyte and neutrophil counts, which quickly migrate to the influenced region. Meanwhile, neutrophils play an active role in phagocytosis, release of cytokine, and T-cell activation, resulting in an inflammatory reaction [23]. In the present study, we found WBC and N increased in EOS patients compared to that without EOS when exposed to chorioamnionitis. The N also increased significantly in EOS patients when unexposed to chorioamnionitis. However, the differences in values of WBC and N remained within the normal range for preterm infants. There was no difference in L between preterm infants with and without EOS. Additionally, we found cord blood N had the capacity to predict BPD, performing better in the preterm infants with chorioamnionitis.
The NLR, combining neutrophils and lymphocytes in the calculation, is suggested
to be more useful than the absolute counts. In recent years, the NLR has been
reported as a widely available marker and prognostic indicator of inflammatory
diseases. NLR increases as a consequence of severity of clinical status and
clinical outcomes such as exacerbation and mortality of COPD [24], 30-day
mortality in elderly adults with community-acquired pneumonia [9]. In the
research of neonates, Alkan et al. [25] found that the prediction of NLR
was more effective than CRP in detecting culture-proven LOS in preterm infants
with birth weights
Platelets are involved in many physiological and pathological functions as well as some of the platelet parameters associated with disease. Platelet count and average size may increase with inflammation and thromboembolism [26]. Sreeramkumar et al. [23] observed numerous interactions of platelets with the leading edge of adherent neutrophils in an inflammatory model, and demonstrated that recruited neutrophils scan for activated platelets to initiate inflammation in the early phase. Chen et al. [27] suggested that the platelets at birth were significantly higher in extremely premature infants developing moderate-severe BPD. We also found the P increased in EOS patients compared to that without EOS when exposed to chorioamnionitis. However, the differences in value of P remained within the normal range for preterm infants.
Recently, PLR is reported as a significant marker revealing shifts in platelet and lymphocyte counts in inflammatory and prothrombotic disease. Studies demonstrated that the PLR as an inflammatory marker in evaluating and predicting the occurrence and prognosis of diseases such as COPD [24], cardiovascular diseases [14], rheumatic diseases [28], and coronavirus disease-19 [10]. Arcagok et al. [29] suggested that PLR can be used as a parameter in the prediction of EOS in term infants. In our study, preterm infants with EOS had higher venous cord blood PLR than those without EOS when born to maternal chorioamnionitis, but venous cord blood PLR is not an appropriate predictor of EOS in preterm infants with a low AUC in ROC analysis.
There are some limitations in this study. The potential for residual confounding could not be eliminated due to this being a single-center study. Larger numbers of subjects and multicenter studies are required to confirm the findings. Secondly, due to the limited number of cases, there was no comparison of the predictive value of indicators for proven EOS and clinical EOS, which needs further research.
To summarize, the venous cord blood NLR demonstrated strong association with EOS in regression analyses and demonstrated high AUC, sensitivity and specificity in ROC analysis. This seems to be an early, sensitive and convenient marker for identification of EOS in preterm infants, especially in those with maternal chorioamnionitis. Therefore, distinguishing patients with EOS by increased venous cord blood NLR value could help guide antibiotic management decisions and reduce unnecessary antibiotic use. Meanwhile, venous cord blood PLR is not an appropriate predictor of EOS in preterm infants.
SJC and XXZ managed the experiments, analyzed the results. HXJ collected the data and analyzed the results. JHC collected the data. TFH analyzed the results. CEC designed the research study. All authors contributed to editorial changes in the manuscript. All authors read and approved the final manuscript.
This study was approved by the Institutional Ethics Committee (Yiwu Maternity and Children, No. 0000033). Informed consent was obtained from the parents of each enrolled newborn.
We thank thank Yiwu Maternity and Children Hospital for help. We thank all the participators in this study.
This research received no external funding.
The authors declare no competing interests.