1. Heart Failure Prognosis

Several studies confirm the power of peak Oxygen Consumption VO2 in terms of Prognosis [1, 2, 3]. Weber and Janicki [4] introduced the poor correlation between left ventricular ejection fraction (LVEF), peak VO2, wedge pressure and cardiac index [5].

Another study from Matsumura et al. [6] showed that the New York Heart Association (NYHA) classification can be correlated with the anaerobic threshold (AT) and peak VO2. In addition, studies from Weber and Janicki demonstrate a more objective correlation between symptoms and peak VO2 and AT.

In the association between VO2/kg, the A-E Classification appears to be superior to the NYHA Classification [4]. A consensus document agreed with this assessment [7].

2. Exercise Oscillatory Ventilation

Approximately 30 years ago, Guazzi et al. [8] showed that exercise oscillatory ventilation (EOV) is considered as a risk factor for heart failure patients with reduced ejection fraction in terms of morbidity and mortality, with a prevalence of 30%. The same group demonstrated the same prevalence in patients with preserved ejection fraction. Using cardiopulmonary exercise testing, Sakellaropoulos et al. [9] demonstrated that there is a prevalence of 5% in patients with hypertrophic cardiomyopathy [10].

Corrà et al. [11] found that EOV is not present in healthy individuals, but was observed only in cardiovascular disease (CVD) patients and in those with depressed LVEF, with a prevalence of 1.9% with a LVEF of 41–49%, a prevalence of 3.4% with LVEF 40% and 7.3% in severe heart failure. A subanalysis of the EURO-EX trial [8] demonstrated that the EOV for females and diabetes was 3.71, reflecting an imminent cardiovascular event.

3. Left Ventricular Assist Device (LVAD)—Implantation and Explantation

The criteria for Implantation are defined from the REMATCH and Heart mate II studies. These include patients who are not candidates for heart transplantation, significant functional limitations with chronic NYHA IV symptoms for 45 of 60 days despite use of optimal medical therapy, LVEF less than 25%, and peak VO2 of 14 mL/kg/min or less [12].

Criteria for LVAD explantation include peak VO2, as well as filling pressures and cardiac output. These parameters include an ejection fraction of less than 45%, left ventricular end diastolic diameter <60 mm, cardiac index >2.8 L/min/m2, PAWP <12 mmHg, a ventilation (VE)/VCO2 of <34 during low LVAD speed testing or a peak VO2 less more than 16 mL/kg/min [13] (Table 1).

Table 1. Parameters of CPET.
Panels Information
Panel 1 VE and load against time
Panel 2 HR and O2-pulse against time
Panel 3 VO2, VCO2, and load against time
Panel 4 VE against VCO2
Panel 5 HR and VCO2 against VO2
Panel 6 EqO2 and EqCO2 against time
Panel 7 VTex against VE
Panel 8 RER and BR FEV% against tune
Panel 9 PETO2 and PETCO2 as well as PaO2 and PaCO2 against time
CPET Parameters for heart failure
Peak VO2 (mL/kg/min)
Maximal Oxygen Consumption
VE/VCO2 Slope
Ventilatory efficiency, normal <30
O2 Puls (mL/Heartbeat)
PetCO2 (mmHg)
End-tidal CO2, normal >30
Peak RER

VE, Ventilation; HR, Heart Rate; RER, Respiratory exchange Ratio; BR, Breath Rate; CPET, Cardiopulmonary Exercise Test; FEV, Forced expiratory Volume.

Imamura et al. [14] demonstrated in a Cox regression analysis that after implantation of an LVAD, a Cox E1 (maximum load 51W), E2 (minute ventilation/carbon dioxide output [V̇ E/V̇ CO2] slope and E3 (peak oxygen consumption [PV̇ O2] 12.8 mL/kg/min could predict explantation in the course 2 years (p < 0.05 for all). The sum of positive E1-3 significantly stratified the 2-year cumulative explantation rate into low (0 points), intermediate (1–2 points), and high (3 points) expectancy groups (0%, 29%, and 86%, respectively, p < 0.001).

4. Assessment of Effects of Exercise Training and Rehabilitation in LVAD Patients Based on Peak VO2

Grosman-Rimon et al. [15] showed that rehabilitation led to increased peak VO2 values, and improvement in the 6-minute walk test. Furthermore, no significant differences in VE/VCO2 or AT have been demonstrated. Therefore, Exercise Rehabilitation is highly recommended in LVAD patients [15].

5. Exercise Effects and Evaluation of Patients for Heart Transplantation

The landmark study of Stevenson [16] reviewed data on 68 heart failure patients, listed for transplantation. All patients repeated exercise tests at a mean 6 +/– months. All 68 patients were treated with the maximal tolerated heart failure treatment and reduction of cardiac afterload, as well as defined and personalized exercise rehabilitation training.

38 patients showed an improved peak VO2 >2 mL/kg/min, with a total value of more than 12 mL/kg/min. 31 patients experienced a significant improvement in their clinical condition, characterized by a significant improvement of peak O2-Pulse, AT, and heart rate reserve. The was also a reduction in resting heart rate. From the initial 68 patients, 45% have been removed from the transplantion list. The survival rate was 100% [16].

6. Contraindications of CPET and Clinical Communication Points

There are specific contraindications of cardiopulmonary exercise testing (CPET). An acute myocardial infarction within 2 to 3 days, active myo- or endocarditis and uncontrolled symptomatic, and decompensated heart failure are considered absolute contraindications. Furthermore, in terms of acute coronary syndromes, unstable angina not previously stabilized by medical therapy is also a contraindication. Moreover, patients with uncontrolled, hemodynamic relevant cardiac arrhythmias should never undergone CPET. Finally, in terms of valvulopathy, severe aortic stenosis is considered an absolute contraindication. Non-cardiac contraindications include acute pulmonary edema, acute respiratory failure, advanced complicated pregnancy, and severe uncorrected electrolyte abnormalities [17].

Cardiologists, Pulmonologists or expert physicians should discuss these results in patients and family physicians. In patients with heart failure, CPET provides information about the cardiac, pulmonary and musculoskeletal performance, in combination with laboratory results, to exclude conditions such as anemia or hyperthyroidism, that alter the hemodynamic status of patients [18].

CPET is an excellent tool for therapy decision making and follow-up due to its synergistic prognostic and predictive power. Under these terms, all of the cardiovascular medical therapies can be monitored, and individually adjusted, to be used for their efficacy and clinical outcomes [18]. These exercise protocols can be individualized for each patient, in combination with vital parameters, to improve patient outcomes. For example, aerobic, adjusted exercise can influence and improve VO2 in patients with terminal heart failure, an improvement that can lead to improved prognosis and ultimately avoiding heart transplantation as a destination therapy [18].

7. Conclusion and Future Aspects

Cardiopulmonary exercise testing in combination with circulating metabolites and mRNAs can contribute to the diagnosis of the initial stages of heart failure. CPET can help to determine the diagnosis of many cardiac diseases and can assist in refining the severity of heart failure, assessment of risk stratification, and ultimately can be used for evaluation of heart transplantation, and implantation as well as explantation of left ventricular assist devices.

Abbreviations

LVAD, Left ventricular assist device; LVEF, Left ventricular ejection fraction; EOV, Exercise oscillatory ventilation; CPET, Cardiopulmonary exercise testing.

Author Contributions

SGS contributed to the design and concept, wrote the manuscript and critiqued the successive versions. AM performed the literature searches. Both authors contributed to editorial changes in the manuscript. Both authors read and approved the finalmanuscript. Both authors have participated sufficiently in the work and agreed to be accountable for all aspects of the work.

Ethics Approval and Consent to Participate

Not applicable.

Acknowledgment

Not applicable.

Funding

This research received no external funding.

Conflict of Interest

The authors declare no conflict of interest.

References

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