1 Department of Anesthesiology, Eastern Bund Healthcare, 202162 Shanghai, China
2 Department of Extracorporeal Circulation, Fuwai Hospital, Chinese Academy of Medical Sciences & Peking Union Medical College, 100037 Beijing, China
Abstract
Tricuspid regurgitation (TR) is a critical factor in the progression of right heart failure. Although conventional open surgery remains the definitive treatment, the application of this technique is significantly limited in older and high-risk patients due to frequent comorbidities, including impaired right ventricular functional reserve, pulmonary hypertension, and multi-organ dysfunction, which lead to substantially increased surgical risks. Transcatheter tricuspid valve intervention (TTVI), which achieves anatomical correction through minimally invasive approaches, has emerged as an effective alternative strategy for patients deemed ineligible for surgery. During these procedures, anesthesiologists face three core challenges: susceptibility to acute changes in the preload of the right ventricle, a high risk of circulatory collapse (particularly in functional TR with right ventricular decompensation), and the precise integration of intraoperative transesophageal echocardiography (TEE) with hemodynamic monitoring. Consequently, anesthesiologists who become experts in the pathological staging of TR, key points of image-guided device implantation, and warning indicators of circulatory collapse can help maintain perioperative stability. Moreover, gaining a thorough understanding of the pathological progression of tricuspid valve disease, improving the assessment of right heart function, and optimizing the TTVI process and management capabilities are crucial for improving patient outcomes. Thus, establishing a perioperative anesthetic strategy focused on right heart protection may reduce cardiovascular-related complications and all-cause mortality.
Keywords
- tricuspid regurgitation
- transcatheter tricuspid valve interventions
- anesthesia
Often referred to as the ‘forgotten valve’ due to its location on the venous side of the heart, the significance of the tricuspid valve is frequently overlooked. Tricuspid regurgitation (TR) often coexists with left heart disease or pulmonary vascular pathology and is mistakenly perceived as a secondary ‘innocent bystander’, which leads to the neglect of its independent pathological importance. In the absence of left heart disease, the typical symptoms of severe TR (e.g., edema, fatigue, and reduced exercise tolerance) are often attributed to aging, resulting in delayed diagnosis and treatment. Patient survival progressively shortens as TR severity increases. With the intensification of population aging, the prevalence of TR is increasing, significantly impacting patient prognosis. Traditional treatment primarily involves surgical intervention, which is highly invasive and carries substantial risks. For patients with severe TR, the perioperative mortality rate can reach up to 10%. Given the limitations associated with the high risks of surgery, transcatheter tricuspid valve intervention (TTVI), which offers a safer profile, holds promising prospects for application. Recent breakthrough advancements in TTVI are rapidly reshaping the treatment landscape for TR. However, anesthetic management during TTVI faces three core challenges: narrowed hemodynamic tolerance due to right ventricular volume overload from TR; the high risk of acute circulatory failure triggered by maneuvers, especially in functional TR with right ventricular decompensation; and the need for precise integration of transesophageal echocardiography (TEE) with hemodynamic data for optimal decision-making. This article focuses on the pathophysiology of TR and perioperative management strategies for TTVI, aiming to provide an evidence-based intervention framework for anesthesiologists to reduce surgical risks and improve patient outcomes.
As the largest cardiac valve, the tricuspid valve exhibits significant
anatomical heterogeneity. According to the novel TEE classification standard
established by Hahn et al. in 2021 [1], its leaflet morphology can be
categorized into four types: Type I (classic trileaflet, 54%), Type II
(bileaflet), Type III (quadrileaflet, including IIIA double anterior leaflet,
IIIB double posterior leaflet, and IIIC double septal leaflet subtypes), and Type
IV (multileaflet). Only half of the patients have the classic trileaflet
structure (Type I), while approximately 39% present with a quadrileaflet
morphology, with Type IIIB (double posterior leaflet) being the most common at
32.1% [1]. Compared to mitral valve leaflets, tricuspid leaflets are thinner,
anchored to the right ventricular papillary muscles by chordae tendineae, and the
annulus is a dynamic non-planar structure, with a baseline diameter of (28
The early symptoms of TR are often insidious and well tolerated. As a result,
patients frequently present for surgical intervention late in the disease course,
often in poor general condition and with multi-organ dysfunction, which
significantly increases surgical risk. A follow-up study by Wong et al.
[5] involving 2644 patients undergoing tricuspid valve surgery (mean follow-up of
4.9 years) reported in-hospital mortality rates of 8.7% for isolated tricuspid
surgery and 8.6% for concomitant tricuspid surgery with other valve procedures,
with all-cause mortality rates of 41.7% and 36.8%, respectively. Compared to
tricuspid valve replacement, tricuspid valve repair significantly reduces the
risk of all-cause mortality. To prevent irreversible right ventricular
remodeling, early intervention for TR is necessary. For symptomatic TR patients
who are unable to tolerate conventional surgery, TTVI may be considered after
evaluation by a structural heart team [6]. After TTVI, tricuspid annular plane
systolic excursion (TAPSE) and right ventricular fractional area change (RVFAC)
significantly decreased in patients with normal right ventricle (RV) function. This decline
suggests that before TTVI TAPSE and RVFAC may overestimate the real RV function,
which has a negative impact on the decision for a timely tricuspid valve (TV) repair or
replacement. For patients with baseline RV dysfunction (TAPSE
Indications for TTVI need meet the following criteria: TR grade
Transcatheter tricuspid valve repair (TTVr) and transcatheter tricuspid valve replacement (TTVR) are the main TTVI techniques. These methods achieve anatomical correction through minimally invasive access and have become effective alternative strategies for TR patients intolerant to surgery (Table 1, Ref. [11, 12, 13, 14, 15, 16, 17]).
| Access route | Imaging guidance | Representative device systems | Technical principle/characteristics | Key clinical data | Advantages | Limitations and risks |
| Transfemoral | X-ray + TEE | TTVr: Cardioband [11] TriClip/PASCAL/DragonFly-T [12] TTVR: EVOQUE [13] |
Cardioband: Annuloplasty, anchors to annulus [11] Clipping systems: Anterior-septal leaflet coaptation (“bicuspidization”) [12] EVOQUE: Self-expanding Nitinol valve, reduces paravalvular leak [13] |
TRISCEND study [13] (N = 176): TR SV CO KCCQ score 6MWD |
Minimally invasive access Technically mature |
Cardioband: Risk of RCA injury (5%) [11] Limited maneuvering space |
| Transjugular | TEE | TTVr: Trialign/K-ClipT [12] TTVR: LuX-Valve Plus [14] |
Mimics Kay procedure: Plicates posterior annulus [12] LuX-Valve Plus: Unique anchor design, good TEE visibility [14] |
LuX-Valve Plus study [14] (N = 14): Paravalvular leak rate: 14.29% LVEF Right ventricular reverse remodeling |
Short, straight path Smaller sheath, lower vascular complication risk |
Limited maneuvering space |
| Transatrial | DSA/TEE/Direct vision | TTVR: |
Septal anchor + anterior leaflet clamping Avoids reliance on radial force |
TRAVEL study [16] (N = 126): TR RASV RVD 6MWD |
Suitable for large annuli ( Cases with severe calcification/failed repair |
Requires thoracotomy/CPB Longer recovery More traumatic than vascular access |
| Transcaval Heterotopic | TEE/DSA | TTVR: TricValve (bivalve) [15] TriCento (fenestrated stent) [15] |
Valve implantation in vena cava to block regurgitation Does not directly address tricuspid valve |
TRICUS EURO study [17] (N = 44): 95.5% clinical improvement (KCCQ 63.8% hepatic vein regurgitation elimination |
Simple anatomical targeting Lower procedural difficulty Suitable for very high-risk patients |
Thrombosis/hepatic vein occlusion risk unknown Large individual variation in caval volume Limited long-term evidence [16] |
TTVr, transcatheter tricuspid valve repair; TTVR, transcatheter tricuspid valve replacement; TEE, transesophageal echocardiography; RCA, right coronary artery; LVEF, left ventricular ejection fraction; CPB, cardiopulmonary bypass; SV, stroke volume; CO, cardiac output; KCCQ, Kansas City Cardiomyopathy
Questionnaire; 6MWD, 6-minute walk distance; DSA, digital subtraction
angiography; RASV, right atrial systolic volume; RVD, right ventricle diameter.
For central TR with a coaptation gap of
A perioperative strategy centered on right ventricular protection (RVPP) is fundamental to the hemodynamic management of patients with TR. Key components of this strategy include preoperative quantitative assessment, intraoperative multimodal monitoring, artificial intelligence (AI) early warning systems, goal-directed extubation, and postoperative anticoagulation management.
Preoperative anesthetic assessment should encompass multiple indicators,
including functional class as per the New York Heart Association (NYHA)
classification, exercise tolerance evaluated through the 6-minute walk test,
quality of life measured using the Kansas City Cardiomyopathy Questionnaire
(KCCQ), volume status assessed via the edema index, and diuretic intensity
determined by the diuretic index [10]. Among these, the KCCQ scale is recognized
as more sensitive than the NYHA class in evaluating the severity of TR. For
patients scheduled for TTVI, the TRI-SCORE system is recommended for prognostic
assessment; this scoring system integrates eight clinical variables, with risk
stratification categorized as follows:
Standard monitoring equipment as per the American Society of Anesthesiologists
(ASA) guidelines is utilized during the intraoperative period. Prior to
induction, external defibrillator pads are applied, and a right radial arterial
catheter is inserted for blood pressure monitoring. For patients classified as
high-risk (TRI-SCORE
The application of 4-Dimensional Intracardiac Echocardiography (4D-ICE) in valvular interventions is becoming increasingly prevalent. This technology enables the simultaneous visualization of the heart’s three-dimensional structure along with the time dimension, allowing operators to observe valve motion and changes in blood flow visually. This capability aids in the precise anchoring of valves during procedures [30, 31]. However, despite its advantages, 4D-ICE is predominantly utilized by operators, while anesthesiologists continue to favor TEE for procedural monitoring and hemodynamic management.
AI-assisted TEE decision-making primarily aims to enhance TEE image quality,
identify cardiac imaging planes, and quantify and analyze cardiac function [32].
The application of AI is progressively extending to the entire cardiac care
continuum, encompassing preoperative risk assessment, intraoperative planning,
postoperative patient management, and outpatient remote monitoring [33]. MacKay
et al. [34] employed AI-assisted TEE decision-making in a study
involving 7106 cardiac surgery patients, demonstrating that the AI system
achieved an accuracy exceeding 97% (99.4% preoperative, 97.9% postoperative)
in assessing LVEF, right ventricular systolic function, and TR, with an error
rate below 3% (0.6% preoperative, 2.1% postoperative). Imaging-based AI
systems can elucidate the progression of cardiac function and valvular pathology
[35]. Bai et al. [36] conducted an automated machine learning analysis
of comprehensive structural and functional phenome spectra of the heart and aorta
in 26,893 patients, uncovering patterns of disease phenotypes that vary by sex,
age, and major cardiovascular risk factors. Seraphim et al. [37]
utilized AI technology to measure pulmonary transit time and the pulmonary blood
volume index in 985 patients undergoing myocardial perfusion assessment. This AI
system automatically calculates pulmonary transit time and its derivative—the
pulmonary blood volume index—from cardiac MRI, which independently predicts
adverse cardiovascular outcomes. Mahayni et al. [38] implemented an AI
early warning system based on ECG monitoring in 20,627 cardiac surgery patients,
accurately identifying abnormal ECGs, predicting severe ventricular dysfunction,
and assessing long-term mortality in patients with LVEF
A study by Godet et al. [41] on extubation following general anesthesia
in 756 patients demonstrated that operating room extubation, while increasing
operating room occupancy time by 8 minutes, significantly reduced
respiratory-related complications, decreased the need for oxygen therapy, lowered
the incidence of hypotension, and shortened the duration of stay in the
post-anesthesia care unit (PACU). Additionally, a study by Teman et al.
[42] involving 669,099 cardiac surgery patients revealed that operating room
extubation was safer and more effective than fast-track extubation, leading to
improved outcomes for patients undergoing coronary artery bypass grafting (CABG),
aortic valve replacement (AVR), and mitral valve replacement (MVR). Given the
specific nature of TTVI, operating room extubation necessitates the simultaneous
fulfillment of the following criteria: recovery of right ventricular function
(TAPSE
Postoperative management necessitates a careful balance between the bleeding risk associated with anticoagulants and the thrombotic risk posed by the valve. For patients undergoing TTVR, the preoperative anticoagulation regimen remains applicable, and oral anticoagulants (OACs) should be resumed the day following surgery. In cases where vitamin K antagonists (VKAs) are utilized, the international normalized ratio (INR) must be monitored and maintained within the range of 2.0 to 3.0. Should OACs induce valve dysfunction, their use should be discontinued, and VKA therapy should be reinstated. For patients lacking specific indications, concomitant antiplatelet therapy is advised against [43]. A study conducted by Hoerbrand et al. [44] involving 78 patients who underwent T-TEER revealed that, despite patients with severe TR exhibiting elevated thromboembolic and bleeding risk scores, the use of OACs significantly diminished the occurrence of major bleeding events compared to VKAs (2% vs. 21%). Moreover, no significant differences were observed in the anticoagulant effects among various OACs, and they did not elevate the risk of adverse cardiocerebrovascular events, such as stroke or heart failure. Additionally, a study by Stolz et al. [45] involving 141 TTVI patients indicated that both TTVR and T-TEER were linked to a postoperative decrease in platelet count. However, this transient drop in platelet levels did not result in adverse outcomes and returned to baseline levels by the time of discharge. Consequently, a vigilant approach is recommended for managing transient postoperative thrombocytopenia following TTVI. TR frequently coexists with left-sided valvular diseases, such as mitral regurgitation and aortic stenosis, as well as conditions like atrial fibrillation and heart failure. A cardiac MRI study conducted by Aabel et al. [46] involving 84 patients indicated that individuals with tricuspid annulus disjunction exhibited a higher incidence of mitral valve prolapse and ventricular arrhythmias. Before TTVI, it is essential to determine adjustments to medications for comorbidities, the sequence of valve interventions, and management strategies for arrhythmias through multidisciplinary consultation. The effectiveness of diuretics often obscures the severity of the disease in patients with TR; therefore, the anesthetic assessment process necessitates a comprehensive evaluation that integrates echocardiography, imaging studies, cardiac biomarkers, and laboratory tests. Patients undergoing TTVI frequently present with concomitant right heart dysfunction, PAH, and hepatic or renal impairment, resulting in significantly compromised hemodynamic reserve. During anesthetic induction, certain drugs may further depress myocardial contractility and reduce preload, potentially precipitating low cardiac output syndrome or cardiac arrest.
The rapid advancement in the field of TTVI is expected to drive further refinement and individualization of anesthetic management strategies. The integration of artificial intelligence and machine learning in image recognition, hemodynamic prediction, and risk stratification is becoming increasingly prevalent, offering the promise of real-time intraoperative decision support and early warning systems. Emerging technologies such as 4D intracardiac echocardiography (4D-ICE) and multimodal image fusion are set to enhance the precision of intraoperative guidance and mitigate complications. Currently, the optimal heart rate range during TTVI is largely based on the subjective experiences of operators and anesthesiologists regarding hemodynamic management; hence, further research is essential to objectively define heart rate targets. Additionally, perioperative management strategies that incorporate genetic insights into the development of right heart function, innovative pharmacological agents for right heart protection [47, 48], the utilization of mechanical circulatory support devices [49], and biomarkers indicative of right heart function [50] are anticipated to become “whole landscape” of TTVI anesthetic management.
With continuous device innovation and accumulating clinical evidence, the indications for TTVI may further expand, necessitating corresponding optimization of anesthetic management. Future efforts should include more prospective, multicenter studies to establish evidence-based anesthetic guidelines, thereby promoting the standardization and normalization of perioperative management. Through multidisciplinary collaboration and technological innovation, TTVI anesthetic management is expected to play an increasingly critical role in enhancing surgical safety and improving long-term patient outcomes.
YG conceptualized and designed the review; SL conducted the literature search and analyzed the relevant data; SL drafted the manuscript; YG provided help and advice in the revision. Both authors contributed to editorial changes in the manuscript. Both authors read and approved the final manuscript. Both authors have participated sufficiently in the work and agreed to be accountable for all aspects of the work.
Not applicable.
Thanks to all the peer reviewers for their opinions and suggestions.
This research received no external funding.
The authors declare no conflict of interest.
During the preparation of this work the authors used DeepSeek-V3.1 in order to check spell and grammar. After using this tool, the authors reviewed and edited the content as needed and takes full responsibility for the content of the publication.
References
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