Abstract

An individual's quality of life is greatly affected by Parkinson's disease (PD), a prevalent neurological degenerative condition. Rapid eye movement (REM) sleep behavior disorder (RBD) is a prominent non-motor symptom commonly associated with PD. Previous studies have shown a close relationship between PD and RBD. In addition to being a prodromal symptom of PD, RBD has a major negative impact on the prognosis of PD patients. This intrinsic connection indicates that there is a bidirectional relationship between PD and RBD. This paper provides a comprehensive review of the pathological mechanism related to PD and RBD, including the α-synuclein pathological deposition, abnormal iron metabolism, neuroinflammation, glymphatic system dysfunction and dysbiosis of the gut microbiota. Increasing evidence has shown that RBD patients have the same pathogenic mechanisms that underlie PD, but relatively little research has been done on how RBD contributes to PD progression. Therefore, a more thorough investigation is warranted to characterise how RBD affects the course of PD, in order to prepare for future therapeutic trials.

1. Introduction

Parkinson’s disease (PD) is a common neurodegenerative illness. The main motor impairments of this disease are static tremor, muscle rigidity, bradykinesia, and postural instability. Non-motor symptoms include psychiatric disorders, sleep disorders, and olfactory dysfunction [1, 2, 3]. Among these symptoms, sleep issues were the second most frequent non-motor symptom after psychiatric illnesses, accounting for 64% of newly diagnosed PD patients in the largest survey of non-motor symptoms [3]. Sleep issues include excessive daytime sleepiness, rapid eye movement (REM) sleep behavior disorder (RBD), difficulty in initiating and maintaining sleep, parasomnias, restless leg syndrome, periodic limb movements of sleep, and obstructive sleep apnea [4]. Currently, RBD is considered to be a premotor marker for neurodegenerative disorders such as PD, multiple system atrophy (MSA), and dementia with Lewy bodies (DLB) [5].

REM sleep without atonia (RSWA) and the presence of aberrant behaviors that are usually connected to dream content during REM sleep, are the hallmarks of RBD [6]. Patients with RBD frequently have abnormal motor actions, such as limb jerks, punching, kicking, or biting, as well as abnormal vocalisations, such as shouting, swearing, laughing, or sobbing. Patients may potentially endanger their bedmates, and even themselves by falling out of bed. RBD patients frequently experience unpleasant or violent dreams, usually involving animal or human attacks or pursuits. These dreams are intimately linked to the anomalous actions that occur during REM sleep [7, 8, 9]. Despite the fact that we have been aware of RBD symptoms for a long time, the precise pathogenic causes are still unknown [10]. In rodents, there are two pathways that induce atonia during REM sleep: (1) the sublaterodorsal nucleus (SLD) (equivalent to subcoeruleus nucleus in humans) in which glutamatergic/γ-aminobutyric acid (GABA)-ergic neurons stimulate inhibitory interneurons in the spinal cord, which in turn inhibit spinal motor neurons, resulting in muscle atonia; and (2) the SLD stimulates the ventromedial medulla (VMM), where nuclei such as the raphe magnus and gigantocellular reticular nucleus project inhibitory GABA or glycine fibers to spinal motor neurons, leading to skeletal muscle atonia [10, 11, 12, 13]. The plausible brainstem circuits that trigger atonia during REM sleep are represented in Fig. 1a (Ref. [14]). In RBD patients, degeneration of glycinergic and GABA-ergic neurons in the subcoeruleus nucleus and VMM removes the inhibition of spinal motor neurons and prevents the induction of muscle atonia [10].

Fig. 1.

The normal circuits of REM sleep with atonia and the course of α-syn deposition [14]. (a) The two pathways that induce atonia during REM sleep in brainstem. During normal REM sleep, GABA-ergic neurons in SLD stimulate IN in the spinal cord, which eliminates the excitatory effect of MN on the muscles (Pathway ①). Besides, SLD stimulates the VMM, the latter project inhibitory GABA or glycine fibers to MN, leading to skeletal muscle atonia (Pathway ②). (b) The course of α-syn deposition. α-syn pathology begins in the caudal brainstem which is implicated in the regulation of RSWA and causes RBD symptoms, then progressively propagate rostrally — in a cell-to-cell transmission pattern — to the other brain regions, which causes the classic motor and cognitive symptoms. REM, Rapid eye movement; α-syn, α-synuclein; GABA, γ-aminobutyric acid; SLD, Sublaterodorsal nucleus; IN, Interneurons; MN, Motor neurons; VMM, Ventromedial medulla; RSWA, REM sleep without atonia; RBD, Rapid eye movement sleep behavior disorder. Fig. 1 was reproduced with permission from McKenna D, Degeneration of rapid eye movement sleep circuitry underlies rapid eye movement sleep behavior disorder; published by Wiley, 2017 [14].

In recent years, there has been increasing research interest in the possible association between PD and RBD, aiming to explore the mechanisms underlying their relationship and provide new insights for treatments that delay disease progression [15, 16, 17]. Therefore, this paper provides a comprehensive review of the relationship between the two, as well as the mechanisms involved.

2. The Relationship between PD and RBD

On the one hand, RBD is considered as a prodromal symptom of PD and a clinical marker for predicting PD development [18, 19]. The majority of patients with idiopathic RBD (iRBD) eventually had developed synucleinopathies, including PD, DLB, and MSA, at a 15-year follow-up [13]. A multicentre study involving 1280 iRBD patients showed an annual conversion rate of 6.3% from iRBD to neurodegenerative diseases, with over half progressing to PD [20]. Braak stages I through VI are used to categorise the pathological course of PD based on the deposition sequence of α-synuclein (α-syn) [21]. According to the Braak-staging hypothesis, α-syn pathology begins in the caudal brain stem, which is implicated in the regulation of RSWA, and progressively propagates rostrally — in a cell-to-cell transmission pattern — to other brain regions [14, 22] (Fig. 1b). Moreover, autopsy evidence [13] suggested that RBD patients have synucleinopathic degeneration in the caudal brain. Therefore, McKenna et al. [14] hypothesised that there is a temporal correlation between RBD and synucleinopathic degeneration. Studies have found that iRBD patients have lower levels of dopamine transporters in the striatal region than do healthy controls [23], and greater bilateral iron deposition in the substantia nigra [24], although the magnitude of these differences is not as great as in PD patients. Those results suggest that iRBD patients and early-stage PD patients have comparable pathology in afflicted brain regions, and comparable neurotransmitter imbalance, which leads to the idea that RBD may serve as a warning indicator for the development of PD.

On the other hand, RBD symptoms are often associated with the severity and prognosis of individuals with PD. A recent study [25] compared the sequence of involvement of critical brain regions in PD patients with the onset of RBD occurring after motor symptoms (PD-postRBD), patients with RBD preceding motor symptoms (PD-preRBD), and patients without RBD symptom (PD-nonRBD). The researchers found that the PD-preRBD group and the PD-postRBD group shared a similar spatiotemporal sequence of neurodegeneration, but neither of them as PD-nonRBD is, which indicates that the occurrence of RBD symptoms in the course of PD reflects the different spatial and temporal progressions of the lesion in the brain. PD patients with accompanying RBD symptom (PD-RBD) exhibit a more aggressive progression of neurodegeneration [26, 27, 28]. Those patients often have more severe muscle rigidity and axial motor symptoms, and a higher risk of developing levodopa-induced dyskinesia. Moreover, they experience more severe autonomic dysfunction and a higher risk of cognitive impairment [29, 30, 31]. The results suggest that the pathological course of PD proceeds more quickly when paired with RBD, suggesting a particular pattern of neurodegeneration.

In conclusion, there is a bidirectional relationship between PD and RBD, and the underlying mechanisms behind this relationship require further investigation.

3. The Pathogenic Processes Related to PD and RBD
3.1 α-syn Deposition

The primary pathogenic characteristic of PD is the aberrant aggregation of amyloid-like protein (α-syn) and the degeneration and death of dopaminergic neurons in the nigro-striatal area [32]. Primarily, this aberrant α-syn aggregation, can result in a series of pathological alterations including immune system activation, blood-brain barrier disruption, and dopaminergic neuron death [33, 34].

Since most iRBD patients eventually develop PD and DLB, which are marked by α-syn deposition, and because pathological α-syn deposition has been found in cerebrospinal fluid and peripheral organs of iRBD patients, RBD is thought to be a prodromal state of synucleinopathies [35, 36, 37]. Iranzo et al. [38] performed biopsy of labial minor salivary gland of iRBD patients and found that 26% of patients who showed phosphorylated α-syn positivity experienced a phenotypic conversion after an average of 1.7 (0.3) years, compared to a conversion rate of 16% in phosphorylated α-syn-negative patients. This further indicates that α-syn is an inherent factor in the pathogenesis and progression of iRBD. Regarding the alterations in α-syn in PD-RBD patients, there is still debate. Some studies have found that α-syn expression levels are higher in PD-RBD than in PD-nonRBD, and that α-syn levels in cerebrospinal fluid are correlated with the severity of motor symptoms [39, 40]. However, no differences in α-syn levels were seen between the two groups in either of the two other experiments [41, 42]. The discrepancies in these results may be attributed to heterogeneity among the included PD patients, such as differences in disease duration, Hoehn & Yahr staging, and other factors influencing α-syn. These data indicate that α-syn plays a role in the transition from iRBD to PD; however, more research is needed to determine if RBD might, in turn, promote α-syn aggregation and aid in the advancement of PD.

3.2 Abnormal Iron Metabolism

The loss of those dopaminergic neurons in the substantia nigra pars compacta that contain neuromelanin, along with iron deposition, is another characteristic neuropathological hallmark of PD [43]. Abnormal iron metabolism can induce oxidative stress, hasten α-syn aggregation and propagation, and ultimately result in the death of dopaminergic neurons in the substantia nigra [44]. Iron homeostasis imbalance is implicated in the degenerative process of PD, as evidenced by neuroimaging studies that established a connection between iron deposition in the substantia nigra pars compacta and the loss of dopaminergic neurons in the brains of PD patients [45, 46, 47, 48]. Iron can be chelated by neuromelanin, which also shields neurons from oxidative damage [43]. Neuroimaging studies have shown higher levels of iron deposition in the substantia nigra and lower levels of neuromelanin in PD patients than in healthy individuals [49, 50]. According to the temporal changes in PD pathology [51], dopaminergic dysfunction in the striatum is the first sign of PD, followed by iron deposition in the substantia nigra pars compacta, neuromelanin loss in the substantia nigra, and finally, dopaminergic neuron loss. This suggests that dopaminergic neurons, neuromelanin, and iron metabolism are interdependent [51].

Abnormal iron deposition in the locus coeruleus and substantia nigra of iRBD patients has been found as well [24, 51], although the increase in iron content in the substantia nigra is not as significant as in PD patients, and the iron content in the substantia nigra is positively correlated with disease duration and severity [24]. However, two other studies [52, 53] did not find statistically significant differences in iron content between iRBD patients and healthy controls. The reason for this variation could be the use of different imaging assessment methods to quantify brain iron content in the studies. Relevant investigations have consistently reported lower sensitivity of neuromelanin-sensitive signals in the substantia nigra and locus coeruleus-subcoeruleus complex of individuals with iRBD than in healthy controls [53, 54, 55, 56, 57]. Furthermore, temporal alterations in neuromelanin, dopaminergic neurons, and iron metabolism of iRBD patients follow a similar pattern to those of PD patients [51, 54]. These findings suggest that aberrant iron metabolism is present in both PD and iRBD, and more study is required to examine iron metabolism in PD-RBD patients.

3.3 Neuroinflammation

Neuroinflammation typically refers to a chronic immune response in the central nervous system. In the neurodegenerative process of PD, α-syn aggregates interact with innate immune cells such as microglia and astrocytes, triggering strong inflammatory reactions leading to the death of dopaminergic neurons, and promoting the spread and aggregation of α-syn. Various inflammatory mediators and pro-inflammatory cytokines further activate and magnify the inflammatory response throughout this process [58, 59, 60, 61]. Furthermore, research has shown that blood from PD patients contains higher amounts than healthy individuals of Th1 lymphocyte subsets, cytokines Interleukin-10 (IL-10) and Interleukin-17A (IL-17A), and inflammatory cytokines (e.g., Interleukin-6 (IL-6), Tumor necrosis factor (TNF), Interleukin-1β (IL-1β), C-reactive protein (CRP), and Interleukin-2 (IL-2)) [27, 62, 63]. Those findings raise the possibility that peripheral immune responses play a role in the central inflammatory response that is closely associated with the development of PD pathology.

Positron emission tomography (PET) study has found neuroimaging evidence of central immune activation in iRBD patients [64], accompanied by lower dopamine activity levels in the nigrostriatal pathway. Nonetheless, no discernible variations in peripheral pro-inflammatory mediators (IL-1β, IL-2, IL-6, and TNF-α) were found between iRBD patients and controls, nor was there any association found between these cytokines and RBD clinical symptoms [65]. A recent prospective case-control study [66] showed increased expression of CD11b and decreased expression of human leukocyte antigen DR isotype (HLA-DR) in peripheral blood monocytes of iRBD patients. Specifically, the expression level of Toll-like receptor 4 (TLR4) was positively correlated with immune activation in the substantia nigra and negatively correlated with dopamine dysfunction in the putamen, suggesting that peripheral monocytes were associated with central immunity and dopaminergic neuronal degeneration, and supporting the involvement of peripheral innate immune response in central immune activation during iRBD lesions. However, only one study has been conducted examining whether peripheral adaptive immune responses are involved in the activation of central microglia in iRBD [67]. By comparing the transcription factor profiles of CD4+ T lymphocytes in PD, iRBD, and healthy individuals, researchers [67] found that CD4+ T lymphocytes in iRBD patients exhibited molecular characteristics highly similar to those of PD patients, suggesting that peripheral adaptive immune responses may already be present in early-stage PD patients. Longitudinal research is still required to determine the relationship between peripheral inflammation and central immune activation, as well as phenotypic change, in individuals with iRBD. It is unclear whether RBD disease intensifies central neuroinflammatory responses to the point where dopaminergic neurons in the brain are harmed.

3.4 Glymphatic System Dysfunction

After exchanging solutes with interstitial fluid and entering the brain parenchyma through the perivascular space of the arteries, cerebral spinal fluid from the subarachnoid space leaves the brain through the perivascular spaces of veins. Here, it functions as a “lymphatic fluid” in the central nervous system (CNS), eliminating waste products from the brain and supporting immunological surveillance [68, 69]. There has been evidence of lymphoid system dysfunction in PD patients, as evidenced by enlarged perivascular space (EPVS) [70], decreased diffusion tensor image analysis along the perivascular space (DTI-ALPS) index [71], reduced signal intensity in global blood-oxygen-level-dependent (gBOLD) [72], and degenerative changes in nigrostriatal dopaminergic neurons linked to EPVS in PD patients [70]. As of now, aquaporin 4 (AQP4) depolarisation or fluid flow obstruction-related lymphatic exchange problems are thought to be pathogenic and progressing components of PD [73].

The lymphoid-like system changes that are associated with iRBD have drawn significant attention as a potential precursor manifestation of synucleinopathies. Si et al. [74], by evaluating magnetic resonance image (MRI)-visible EPVS loads, found that EPVS loads were higher in patients with iRBD than in controls and in patients with PD, a phenomenon that may be related to the compensatory role of EPVS loads in the progression of iRBD to PD. Three other studies [75, 76, 77] assessed the lymphoid system in iRBD patients using DTI-ALPS, and consistently showed that the DTI-ALPS index of iRBD patients was lower than that of healthy controls, suggesting that iRBD patients had lymphoid system dysfunction. In two of the studies showing contradictory results, Bae et al. [77] did not detect a statistically significant difference between the ALPS indices of PD patients and iRBD patients, whereas Si et al. [76] observed that the ALPS index of PD patients was lower than that of iRBD patients. Even so, in Si’s study the mean ALPS index for PD patients was still lower than that of iRBD patients. During the follow-up of patients with iRBD and PD, researchers found a negative correlation between ALPS index and the risk of phenotypic transition from iRBD to PD [77], as well as a negative correlation between ALPS index and the severity of clinical symptoms in both groups [76]. Those studies suggested that lymphoid system dysfunction is closely related to the course of neurodegeneration in patients with iRBD. However, it is still necessary to explore whether there are alterations in AQP4 polarity and hemodynamics in the intracranial lymphoid system of patients with iRBD, with a goal of early identification of neuromodifying therapies that slow down the progression of iRBD to PD.

Studies examining how RBD lesions impair the lymphoid system and exacerbate PD pathologic alterations are, nevertheless, comparatively rare. In the above EPVS study, Si et al. [74] found no significant difference in EPVS load between the PD-RBD and PD-nonRBD groups, a finding which, the authors believed, was related to the consistent difference in severity of clinical symptoms of the two groups. In addition, recently, Wang’s team [78] adopted the low-frequency band (<0.1 Hz) gBOLD signal of resting-state functional magnetic resonance; the coupling strength of the gBOLD signal and the inflow dynamics of cerebrospinal fluid (CSF) at the base of cerebellum were used to quantify the dynamics of the glymphatic system. The higher the coupling coefficient of gBOLD-CSF, the lower the coupling intensity of gBOLD-CSF, and the weaker the dynamics of the glymphatic system. That study not only found that the dynamics of the lymphoid system were weakened in PD patients, but also further analysed the effect of sleep disorders on the lymphoid system in PD patients. The results showed that the dynamics of the lymphoid system were weaker in PD patients with sleep disorders, but the study did not find any statistical difference in the gBOLD-CSF coupling coefficients between the PD-RBD and PD-nonRBD groups [78]. Moreover, the gBOLD-CSF coupling coefficient was not strongly correlated with the scores of the REM sleep behavior disorder questionnaire - Hong Kong (RBDQ-HK). Therefore, more comprehensive evaluation methods of the glymphatic system, and longitudinal studies with larger sample sizes, are still needed in order to explore the impact of RBD on the glymphatic system, and more convincing basic studies are needed to elucidate the specific mechanisms of impact.

3.5 Gut Microbiota Dysbiosis

Gut microbiota dysbiosis is believed to play an important role in the pathogenesis of PD. Several studies [79, 80, 81] have reported the impact of the microbiota-gut-brain axis on the pathophysiology of PD, emphasising its crucial role in the occurrence and progression of Lewy body diseases. In PD patients, alterations in the gut microbiota may result in a reduction of short-chain fatty acids, T-cell activation, and an increase in intestinal permeability, all of which can trigger an inflammatory response. Through these pathways, α-syn may accumulate inappropriately in intestinal cells and travel through the vagus nerve to the brainstem. In addition, disruption of the blood-brain barrier can lead to the release of toxic chemicals and the induction of inflammatory responses, which can facilitate the disease process’s infiltration into the CNS [82, 83, 84, 85, 86].

According to a number of studies [80, 81, 87], patients with iRBD have changes in their intestinal flora similar to those of patients who have PD, including the enrichment of Desulfovibrio and Collinsella, and the depletion of Butyricicoccus, Faecalibacterium, and Lachnospira. The researchers found that the depletion of bacteria of Butyricococcus and Fecalobacteria was a specific marker to distinguish patients with iRBD and PD-RBD from patients with PD-nonRBD, and also found a negative correlation between the amount of these two bacteria and RBDQ-HK scores [87], so the authors believed that these two bacteria were specific markers of RBD symptoms. Furthermore, the characteristic features of PD-like gut microbiota dysbiosis (depletion of Lachnospira and Butyricicoccus) have been observed even in the prodromal stage of RBD and in first-degree relatives of RBD patients [81]. These studies suggest that changes in intestinal flora associated with the development of PD not only occur in the early stages of PD but even manifest in the early stages of RBD, thus necessitating early screening and intervention in populations at high risk for synucleinopathies. Although existing studies have found similar gut microbiota changes in RBD and PD, the underlying pathogenic mechanisms of these microbiota in the phenotypic transition of iRBD and the progression of PD remain unclear.

4. Conclusion

RBD symptoms can not only be regarded as a warning sign for the development of PD, but also as an adverse factor affecting its prognosis, indicating a bidirectional relationship between PD and RBD. Previous research has shown that iRBD patients exhibit various pathological changes similar to PD; future research should focus on improving and supplementing the inadequate understanding of the pathological processes by which RBD exacerbates the evolution of PD. The exploration of the relationship between PD and RBD, and the possible mechanisms behind it, has suggested the possibility that we can target neuromodification therapy and long-term management of the disease to delay, or even block, further disease progression.

Abbreviations

PD, Parkinson’s disease; REM, Rapid eye movement; RBD, Rapid eye movement sleep behavior disorder; DLB, Dementia with Lewy bodies; MSA, Multiple system atrophy; RSWA, REM sleep without atonia; SLD, Sublaterodorsal nucleus; GABA, γ-aminobutyric acid; VMM, Ventromedial medulla; IN, Interneurons; MN, Motor neurons; α-syn, α-synuclein; IRBD, Idiopathic RBD; PD-preRBD, PD patients with RBD preceding motor symptoms; PD-postRBD, PD patients with the onset of RBD posterior to motor symptoms; PD-nonRBD, PD patients without RBD symptom; PD-RBD, PD patients with accompanying RBD symptom; PET, Positron emission tomography; CNS, Central nervous system; HLA-DR, human leukocyte antigen DR isotype; TLR4, Toll-like receptor 4; AQP4, Aquaporin 4; MRI, Magnetic resonance image; EPVS, Enlarged perivascular space; DTI-ALPS, Decreased diffusion tensor image analysis along the perivascular space; CSF, Cerebrospinal fluid; GBOLD, Global blood-oxygen-level-dependent; RBDQ-HK, REM sleep behavior disorder questionnaire-Hong Kong.

Author Contributions

YZ conceptualizad the main idea and writing framework, investigated the research progress in the field, wrote the original draft and drawn figure. XL participated in resources acquisition, validation and supervision. BX formulated the research goal, provided research materials, revised original manuscript. All authors contributed to editorial changes in the manuscript. All authors read and approved the final manuscript. All authors have participated sufficiently in the work and agreed to be accountable for all aspects of the work.

Ethics Approval and Consent to Participate

Not applicable.

Acknowledgment

Not applicable.

Funding

This research received no external funding.

Conflict of Interest

The authors declare no conflict of interest.

References

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