Academic Editor: Takatoshi Kasai
Background: Obstructive sleep apnoea (OSA) is highly prevalent and
significantly associated with major adverse cardiovascular events (MACEs).
Continuous positive airway pressure (CPAP) treatment has a protective effect on
cardiovascular events in OSA patients. However, whether CPAP therapy significant
reduces the risk of recurrent cardiovascular (CV) events in OSA patients with
established cardiovascular or cerebrovascular diseases remains disputed. We aim
to evaluate the effect of CPAP on recurrent cardiovascular outcomes in moderate
to severe OSA patients with previous cardiovascular or cerebrovascular diseases.
Methods: We searched the electronic databases (PubMed, EMBASE, and
Cochrane library) from their inception to August, 2021. Only randomized
controlled trials (RCTs) that described the association of CPAP treatment in
patients with cardiovascular or cerebrovascular disease and OSA were included in
our analysis. The primary outcome of interest was major adverse cardiac or
cerebral events (MACCEs), a composite endpoint of myocardial infraction (MI),
non-fatal stroke, CV mortality; secondary outcomes included all-caused death,
cardiac mortality, myocardial infraction, atrial fibrillation, heart failure,
repeat revascularization, angina, stroke, and transient ischemic attack. In
addition, subgroup analyses based on CPAP adherence were performed.
Result: Six RCTs of 4493 participants were included in the analysis.
Compared with usual care, CPAP therapy did not significantly reduce the risk of
recurrent MACCEs odds ratio (OR) 0.94, 95% confidence interval (CI) 0.79–1.12,
p = 0.5, CV mortality (OR 0.83, 95% CI [0.54–1.26], p =
0.37), myocardial infarction (OR 1.09, 95% CI [0.8–1.47], p = 0.6),
heart failure (OR 0.94, 95% CI [0.66–1.33], p = 0.71), stroke (OR
0.9, 95% CI [0.67–1.23], p = 0.52), or all-cause death (OR 0.86, 95%
CI [0.63–1.16], p = 0.32). However, the subgroup analyses revealed that
CPAP can decrease the risk of CV mortality (OR 0.25, 95% CI [0.08–0.77],
p = 0.02) and stoke (OR 0.39, 95% CI [0.15–0.97], p = 0.04)
in patients who used it more than 4 hours. Conclusions: CPAP therapy was
not associated with reduce the risk of MACCEs in OSA patients with a history of
chronic cardiovascular disease who utilize CPAP
Obstructive sleep apnea (OSA) is characterized with recurring episodes of partial or complete collapse of the upper airway during sleep, resulting in fragmented sleep, intermittent hypoxia, intrathoracic negative pressure, and other pathological physiological processes which are especially associated with cardiovascular complications [1], such as hypertension [2], myocardial ischemia, heart failure [3], arrhythmia, stroke [4], and even sudden cardiac death [5]. The prevalence of OSA in adults in the general population ranges from 9% to 38% [6], and even higher in an aging population, what’s more, the incidence of OSA varying from 20% to 60% in the people over 65 years and increased to 78% in women and 90% in men aged 70 to 85 years [7]. In addition, previous study has demonstrated that OSA, asthma, gastroesophageal reflux disorder (GERD), and obesity have shared inflammatory pathways; OSA prevalence was also greater among those with asthma patients. The rate of OSA in subjects with asthma at 49.5% [8], in GERD populations was found to be 65% [9]. According to epidemiologic data, the higher prevalence of OSA also occurs in obesity [10].
Currently, continuous positive airway pressure (CPAP) is the optimal therapy for moderate to severe OSA, especially for those without anatomical obstruction [11]. It stabilizes the airway to prevent collapse, improve gas exchange, relieves sleep fragmentation and the chronic intermittent hypoxemia caused by OSA [12] and also improves endothelial cell dysfunction [13]. These improvements benefit OSA symptoms and possibly CV outcomes in some group but not all patients group [14, 15], the effects of CPAP treatment still remain debated.
It is well-known that expansion sphincter pharyngoplasty (ESP) is an effective upper airway surgery choice for the treatment of OSA, successful ESP associated with a reduction in sympathetic activity of the heart, which might be connected with lower incidence of cardiovascular disease [16]. Some studies suggest that CPAP therapy can effectively reduce the risk of cardiovascular (CV) events in OSA patients with previous cardiovascular or cerebrovascular disease [17, 18, 19, 20]. However, recent randomized control trials (RCTs) failed to show the aforementioned benefits [21, 22, 23]. We conducted this meta-analysis of RCTs by synthesizing existing RCTs to investigate the effect of CPAP therapy on prevention of recurrent cardiovascular or cerebral events in OSA patients with history of CV diseases.
Two authors independently searched PubMed, EMBASE, and the Cochrane Library by using keywords: “Sleep apnea, obstructive”, “Continuous Positive Airway Pressure”, and “randomized controlled trials” from inception through August 2021, without any language restriction. The detail of search strategy is listed in the Supplementary materials. Duplicates were removed manually and through EndNote X9 (Thompson ISI Research Soft, Philadelphia, PA, USA). We screened for missing articles by double-checking and retrieving previous meta-analyses (search details in Supplemental materials).
The eligibility criteria: (1) adult patients (aged
(1) Trials performed in child or animals; (2) the control group use other therapy other than usual care; (3) data is not available; (4) follow-up period less than 6 months.
The two review authors independently assessed the titles and abstracts, if necessary, browsed the full text and screened the eligible ones based on the inclusion criteria. Any ambiguities and discrepancies were resolved by a third author or a consensus was reached by discussion among all the authors. Two authors independently extracted the data of study baseline characteristics, study design, patients’ demographics, sample size, events (previous/recurrence cardiovascular events), duration of follow-up, time of CPAP use. Risk of bias was evaluated according to the Cochrane Handbook for Systematic Reviews of Interventions (version 5.1.0).
The primary outcome was major adverse cerebral vascular or cardiovascular events (MACCEs), a composite endpoint consisting of cerebrovascular or cardiovascular death, myocardial infarction, stroke (cerebral hemorrhage or infarction). Secondary outcome included cardiovascular events [cardiovascular death, acute myocardial infarction, angina, revascularization, new-onset atrial fibrillation (AF), hospital admission for heart failure (HF), non-fatal stroke, cerebral death and transient ischemic attack (TIA)].
Analysis was conducted using Review Manager software (version 5.4, The Cochrane
Collaboration, Copenhagen, Denmark) and Stata 15.1 (StataCorp, College Station,
TX, USA). This study was performed according to the Preferred Reporting Items for
Systematic Reviews and Meta-analyses statement (PRISMA) and Cochrane handbook
[24, 25]. Heterogeneity was assessed using the chi-squared test with I
As shown in Fig. 1, through electronic retrieval, 2644 references were identified. After deduplication, two independent researchers assessed 1978 studies for eligibility. Of these 1978 studies, the following were excluded: review or meta-analyses (n = 197), editorials/comments (n = 76), animal’s experiments (n = 12), theoretical research (n = 541), and other treatment comparisons (n = 1008). Finally, 58 citations were evaluated by browsing full-text. We subsequently excluded 52 studies, of which, 1 study had no clinical outcomes, and 38 studies reported irrelevant topics, and 13 studies had a follow-up period less than 6 months. Overall, 6 RCTs on relevant topics were included in the final analysis.
PRISMA flow chart. Flow diagram of the studies included in the review and meta-analysis.
A total of 4493 participants in 6 studies were eligible for our meta-analysis,
of which 2244 (49.9%) patients received CPAP treatment and 2249 (50.1%) were in
the usual care group, and the number of participants ranged from 73 to 2687 in
each study. The mean age of participants was 62.8 years old (rang between 59.9
and 66.5 years). Males were dominant in each study population (accounting for
69.6% to 86.5%); and obesity was highly prevalent with body mass index (BMI)
from 27.5 to 30.2 kg/m
Author,Y | Number of participants (CPAP/Control) | Mean time of CPAP useage (hr/night) | Mean age (y) (CPAP/Control) | Male (%) (CPAP/Control) | Mean BMI (kg/m |
Mean AHI (events/h) (CPAP/Control) | Mean ESS (points) (CPAP/Control) | OSA assessment | Coronary artery disease (%) | Diabetes mellitus (%) | Hypertension (%) | Previous stroke (%) |
Huang et al., 2015 [21] | 36/37 | 4.5 | 62/62.7 | 77.8/86.5 | 27.9/27.5 | 28.3/28.7 | 9.3/8.3 | PSG | 31/38 | 33/38 | NR | NR |
Peker et al., 2016 [22] | 122/122 | 6.6 | 65.5/66.5 | 82/86.1 | 28.4/28.5 | 28.3/29.3 | 5.5/5.5 | PG | 100/100 | 27.9/20.5 | 69/59 | NR |
Parra et al., 2015 [27] | 57/69 | 5.3 | 63.7/65.5 | 71.9/69.6 | 30.2/28.8 | 8.3/7.3 | PG | 12.7/17.6 | 38.2/36.8 | 60/63 | 100/100 | |
Traaen et al., 2021 [29] | 54/54 | 4.7 | 63/62 | 72/80 | 29.5/29.4 | 23.1/20.7 | 8.2/7.5 | PG | 7/9 | 7/7 | 39/43 | 7/4 |
Sánchez-de-la-Torre et al., 2020 [28] | 629/626 | 2.78 | 59.9/60.7 | 84/85 | 29.6/29.4 | 36.4/35.5 | 5.36/5.28 | PG | 85/85 | 27/25 | 56/57 | 3/3 |
McEvoy et al., 2016 [23] | 1346/1341 | 3.3 | 61.3/61.2 | 81.1/80.7 | 28.8/28.5 | 29/29.6 | 7.3/7.5 | PG | 77/81 | 30.2/29.4 | 79/78 | 53/54 |
Six studies [21, 22, 23, 27, 28, 29] reported MACCEs, with mean CPAP adherence 4.53
h/night and mean follow-up duration of 47.83 months. As shown in Fig. 2,
Heterogeneity was across trials was not present (p = 0.5, I
Forest plot showing effect of CPAP on MACCEs. Risk of MACCEs in OSA patients treated with CPAP compared to control group.
Forest plot. Subgroup analysis of the risk of MACCEs in OSA patients treated with CPAP compared to control group based on CPAP usage time.
There were 5 RCTs of 4385 participants that reporting cardiovascular death,
which showed an OR 0.83 (95% CI [0.54–1.26], p = 0.37). We further
conducted a subgroup analysis of studies which CPAP usage time
Forest plot. (A) Risk of cardiac mortality in OSA patients treated with CPAP compared to control group. (B) Subgroup analysis of the risk of cardiac mortality in OSA patients treated with CPAP compared to control group based on CPAP usage time.
Forest plot. (A) Risk of stroke in OSA patients treated with CPAP compared to control group. (B) Subgroup analysis of the risk of stroke in OSA patients treated with CPAP compared to control group based on CPAP usage time.
Forest plot. Risk of all-cause of death in OSA patients treated with CPAP compared to control group.
Continuous positive airway pressure therapy was not associated with risk reduction in cerebral disease, HF, MI, AF, angina, revasculation, or TIA. The risk of cerebral disease was reported in 5 RCTs, and pooled data from 4385 participants showed an OR was 1.01 (95% CI [0.76–1.34], p = 0.95) (Fig. 7). The effect of CPAP on outcome of HF was assessed in 4 studies, and the OR of HF was 0.94 (95% CI [0.66–1.33], p = 0.71) (Fig. 8), MI (OR 1.09, 95% CI [0.8–1.47], p = 0.6), atrial fibrillation (OR 1.27, 95% CI [0.8–2], p = 0.31), angina (OR 0.97, 95% CI [0.76–1.25], p = 0.83), revascularization (OR 1.2, 95% CI [0.96–1.5], p = 0.12), TIA (OR 1.77, 95% CI [0.87–3.62], p = 0.11) (Fig. 9A–E).
Forest plot. Risk of cerebral diseases in OSA patients treated with CPAP compared to control group.
Forest plot. Risk of heart failure in OSA patients treated with CPAP compared to control group.
Forest plot. (A) Risk of myocardial infarction in OSA patients treated with CPAP compared to control group. (B) Risk of atrial fibrillation in OSA patients treated with CPAP compared to control group. (C) Risk of angina in OSA patients treated with CPAP compared to control group. (D) Risk of revascularization in OSA patients treated with CPAP compared to control group. (E) Risk of transient ischemic attack in OSA patients treated with CPAP compared to control group.
We used the recommended tool supplied by the Cochrane handbook to assess the risk of bias and the quality of the include trials. Included studies were evaluated as following criteria: whether reported the methods of random sequence generation, allocation concealment, blinding of participants and personnel, the blindness of outcome assessment, incomplete outcome data, selective reporting, and other bias.
A low risk of bias was seen in several domains, all trials reported adequate random sequence generation and the method of allocation concealment. Allocation concealment was performed by computer-generated randomization software or opaque envelopes. The RCTs compared CPAP therapy with usual care rather than a comparison with sham CPAP. Therefore, there is a high risk of bias in each included study due to lack of blinding of participants and personnel. The assessment of outcome was blinded in all studies that were deemed to have low risk of bias (The details are shown in the Fig. 10A,B and Supplementary Table 1). The funnel plot did not show obvious publication bias (Supplementary Fig. 1).
Risk of bias assessment. (A) Risk of bias graph: review authors’ judgements about each risk of bias item presented as percentages across all included studies. (B) Risk of bias summary: review authors’ judgements about each risk of bias item for each included study. Green: Low risk of bias; Yellow: unclear risk of Bias and Red: High risk of Bias.
We conducted a sensitivity analysis to assessed the effect of CPAP adherence on the primary endpoints, by sequentially omitting the trial of low CPAP adherence. It was found that heterogeneity decreased when the SAVE trial [23] was excluded (details are available in the Supplementary Fig. 2).
To our knowledge, the present meta-analysis is the first one to focus on
assessing the role of CPAP therapy on MACCEs among participants with OSA and
previous cardiovascular/cerebrovascular disease. In this systematic review and
meta-analysis of current data from 6 RCTs, the key findings were as follows: (1)
CPAP therapy failed to significantly reduce the risk of MACCEs or other outcomes,
such as myocardial infarction, atrial fibrillation, heart failure, all-cause
death, angina, revascularization compared with usual treatment. (2) Subgroup
analyses confirmed that adequate use of CPAP (
A previous review was published by Khan et al. [31] that included 7 RCTs (including the SAVE study), which demonstrate that CPAP therapy might reduce MACE when usage time is more than 4 hours/night. Our study is inconsistent with theirs which maybe dues to the fact that this review pooled studies whose participants without previous CV history, and other different interventions such as nocturnal supplemental oxygen, healthy lifestyle and sleep education were used. In our review, five RCTs reported the CV mortality, which showed evidence of an association between CPAP and risk of CV mortality (OR 0.25, 95% CI [0.08–0.77], p = 0.02). Labarca et al.’s [32] meta-analysis including 8 RCTs studies aimed to assess the benefits of CPAP for secondary prevention in participants with high cardiac risk and previous cardiovascular outcomes, but were unable to show any benefits of CPAP on cardiovascular outcomes. However, they raised concerns about bias, CPAP adherence, and the differing populations included in each RCT which may have reduced the strength of the findings. In patients with a high cardiac risk and previous CV outcomes, pooled data have failed to show an evidence of efficacy of CPAP, and subgroup analysis showed no significant reduction in the risk of cardiovascular mortality and stroke. The results of our subgroup analysis differ from this study which maybe attributed to different participants as our review only included participants with previous cardiovascular events and OSA. Previous studies suggested that CPAP therapy is associated with a slight decrease in blood pressure in non-sleepy patients with OSA [33, 34]. Otherwise, the use of CPAP in OSA with excessive daytime sleepiness, most likely obtain potential cardiovascular benefit [35]. There are only 6 RCT in the final analyses, most studies included patients with non-sleepy or exclude ESS scores over 15 points, thus, further research should collect data on the efficacy of CPAP in pre-specified populations and focus on populations at risk for cardiovascular events. Labarca et al.’s [32] review included 3 RCTs which reported primary prevention and others reported secondary prevention of cardiovascular disease. In addition, the SAVE and ISAACC trial occupies a large weight in this analysis, which may have an influence on the results. Besides, Labarca et al.’s [32] review included participants who use sham CPAP as control group. As discussed before, there is no true sham CPAP or other placebo for CPAP in long-term studies in OSA patients with cardiovascular/cerebral disease [36]. Furthermore, not everyone can tolerate this therapy because it requires them to sleep with a nasal or full-face mask that is connected by a tube to a machine. Sham positive pressure ventilation may worsen sleep disturbances because of mask coverage and without effective pressure [37]. CPAP adherence is an important factor, and benefits might be underestimated related to lower CPAP compliance. Wang et al.’s [38] meta-analysis including 7 observational studies and 2 RCTs studies, which suggested that the benefits of CPAP on prevent subsequent cardiovascular outcomes in patients with cardiovascular disease and OSA, was not verified in RCTs. The result of this study maybe underpowered due to included RCTs studies is not enough.
Although our findings suggest that patient with OSA and a history of
cardiovascular disease did not obtain benefits from CPAP therapy in regard to
improving either MACCEs or preventing clinically relevant outcomes such as
myocardial infraction, a non-significant trend in favor of revealed that CPAP
therapy reduce MACEs with adequate time (
Our findings of CPAP treatment can improve stroke in OSA with previous cardiovascular has clinical implications. On a global scale, stroke ranks as the second cause of death [39]. A growing body of evidence suggests a clear association between OSA and the incidence of stroke [40, 41]. Patients who suffered a stroke have poor quality of life and increased mortality. There are some reasons which could explain this therapy response: when autoregulation is impaired by OSA cycles, cerebral vascular bed fluctuation exposed to OSA-related increase in blood pressure, and chronic intermittent hypoxemia [42]. Therefore, the use of CPAP in OSA patients who suffer from stroke may be necessary. Our findings emphasize the importance of CPAP usage in OSA patients with cerebral diseases, which could potentially prevent adverse cerebrovascular consequences. What’s more, in clinical practice, health care providers should emphasize the importance of CPAP usage time when caring for OSA patients with stroke. Due to intermittent hypoxemia is regarded as a potential contributing factor to the pathogenesis of OSA-related comorbidities, the frequency of hypoxia maybe influents the effect of CPAP, therefore, more studies are needed to explore the differential effects of both short-term and long term hypoxemia about the effect of CPAP treatment.
There are some limitations in this analysis. First, due to the small number of studies our findings should be interpreted with caution. Second, follow-up times for the included studies were variable (range from 6 months to 84 months), and in one study follow-up was for 6 months only, which was relatively short for a cardiovascular event at follow-up. Lastly, RCTs compared CPAP therapy with usual care rather than a comparison with sham CPAP, which result in a high risk bias of blinding of participants and personnel (A true sham as pointed above is difficult with CPAP). In addition, the studies included in this meta-analysis used different analyses (adjusted, unadjusted, and propensity matched analysis) which could be a source of potential heterogeneity.
Our meta-analysis suggests that if CPAP is used for more than four hours there is a decrease trend of the incidence of MACCEs, especially, we can observe that increasing CPAP compliance time can have positive effect on cardiac mortality. Considering the risk of bias in the included studies, the usage time of CPAP, the duration of follow-up, and the included population, the credibility of the results may be reduced, and future studies need to improve the quality of CPAP use to further confirm these results.
AF, atrial fibrillation; CI, confidence interval; CPAP, continue positive airway pressure; CV, cardiovascular; GERD, gastroesophageal reflux disorder; ESP, expansion sphincter pharyngoplasty; HF, heart failure; MACCEs, Major Adverse Cardiovascular or Cerebrovascular Endpoints; MI, myocardial infarction; OR, odds ratio; OSA, obstructive sleep apnea; PG, cardiorespiratory polygraph; PSG, polysomnography; RCT, randomized controlled trials; TIA, transient ischemic attack.
HL—Guarantor of the paper, manuscript conception, literature search, data extraction, data analysis, manuscript editing, and final approval read; YYP—Data extraction manuscript editing, and final approval read; YKL—Data analysis, editing the English text of a draft of this manuscript; FF and JES—Guarantor of the paper, manuscript conception, final approval read, editing the English text of a draft of this manuscript; YJZ and LRY—Literature search, Data extraction, data analysis, manuscript editing. All authors contributed to editorial changes in the manuscript. All authors read and approved the final manuscript.
Not applicable.
All the authors appreciated the working staff of sleep medicine center.
This work was supported by the National Key Research and Development Program of China (No. 2020YFC2003600).
The authors declare no conflict of interest.