†These authors contributed equally.
§These authors jointly supervised this work.
Background: Ketogenic dietary therapies (KDT) are used as a treatment in childhood epilepsy. However, their mechanism has not yet been established. The main objective of this study was to determine the changes in the transcriptomic profile induced by KDT in children with epilepsy in order to shed light on its possible mechanisms. Methods: Eight children with refractory epilepsy were enrolled in the study. Peripheral blood mononuclear cells were obtained before and after the children were treated with KDT for a minimum of 6 months. RNA was extracted and mRNA and miRNA profiling were performed and analyzed. Results: Our intervention with KDT significantly reduced the seizure number in seven of the eight paediatric patients treated and caused important changes in their gene expression profile. Our study reveals modifications in the transcription of 4630 genes and 230 miRNAs. We found that the genes involved in the protection against epileptic crises were among those mainly changed. These genes collectively encode for ion channels, neurotransmitter receptors, and synapse structural proteins. Conclusions: Together our results explain the possible mechanisms of KDT and reinforce its clinical importance in the treatment of epilepsy.
The global incidence of epilepsy is about 60 per 100,000 inhabitants per year, and up to a third of patients may suffer from refractory epilepsy [1, 2]. An alternative treatment to antiseizure medications (ASM) are the ketogenic dietary therapies (KDT), which have been used as a treatment for refractory epilepsy in children since the 1920s [3]. The most commonly-used KDT are Classic KD (CKD), KD (ketogenic diet) with medium chain triglycerides (MCT, MCT-KD) and the modified Atkins diet (MAD) [4]. CKD is a high-fat diet (about 90% of the energy intake) with mostly long chain triglycerides (LCT), very low carbohydrate content and adequate amount of proteins [5]. The most commonly recommended ratios are 3:1 or 4:1, which means that for every 3 or 4 g of fat, 1 g of protein and carbohydrates is administered. The MCT-KD was proposed in 1971 by Huttenlocher and co-workers [6]. In this diet, part of the fat is supplied in the form of MCT oil. MCT are quickly metabolized, ketosis is achieved faster, and ratios 1.2:1 can be used. The MAD is less restrictive than the previous ones because, although carbohydrates are limited to 10 g/day, a free intake of proteins and lipids is allowed [7]. In clinical practice it is also common to supplement the MAD with preparations containing CKD components to increase ketosis [8]. Regardless of the type of KDT, they all seem to be neuroprotective and there is no clear evidence for different efficiency between CKD and MCT-KD [9] or MAD [10]. However, the molecular pathways involved in these antiseizure mechanisms have not yet been established.
Recent research highlights the role of ketone bodies and polyunsaturated fatty acids in the modulation of the KD-induced neuroprotection [4, 11, 12, 13]. The neuroprotective mechanisms include an increase in the cellular mitochondrial function and biogenesis [14], a decrease in oxidative stress [15], changes in potassium channels [15, 16], an increase in the brain-derived neurotrophic factor (BDNF) [17] and in the purinergic and GABAergic neurotransmission [18], attenuation of neuroinflammation, or even changes in gut microbiota [13, 19].
Epigenetic processes are related to changes in neuronal activity and epileptogenesis. Molecular mediators of epigenetics include non-coding RNAs, methylation of DNA and histone modifications [20]. Therapies for epilepsy, including KDT, may bear an influence on epigenetic processes [21].
Transcriptomic analysis allows the study of changes in gene expression in different human diseases as well as the effect of potential interventions with clinical relevance [22]. A massive analysis of gene expression allows the detection of broad coordinated trends which cannot be discerned by more targeted assays.
Our major aim was to determine the changes in gene expression induced by a 6-month treatment with KDT in children with epilepsy to shed light on the potential mechanisms of this type of diets. This is, as far as we are aware, the first transcriptomic study in epileptic children who have followed KDT.
All methods were performed in accordance with the relevant guidelines [23] and regulations. All experimental procedures were approved by the Committee on Ethics in Clinical Research and an informed consent was signed before obtaining the samples.
Eight children with refractory epilepsy and treated with KDT were recruited for
our study at the University Children’s Hospital Niño Jesús of Madrid
(Spain). The effect of KDT on epilepsy was quantified according to the reduction
in the number of seizures comparing to the baseline state [24]. The parents
quantified the number of seizures suffered by the children in the month prior to
starting the diet and this was considered the number of baseline seizures. In
each follow-up evaluation the parents reported the number of seizures per month
that the children had suffered. The percentage of seizure reduction in each
medical check-up was calculated taking into account the baseline value, as follows: 100%
(seizure-freedom), 90%–100% improvement, 50%–90%,
Blood (approximately 5 mL) was draw into a VACUTAINER CPT (BD, Franklin Lakes,
NJ) containing sodium heparin as anticoagulant and was gently inverted five
times. Blood was immediately processed according to the manufacturer’s
instructions by centrifugation at 3000
Total RNA was isolated from mononuclear cells using the Trizol reagent (TRIzol, Invitrogen, Thermo-Fisher Scientific, Carlsbad, CA, USA). RNA integrity number (RIN) was tested with the 2100 Bioanalyzer (Agilent Technologies, Santa Clara, CA, USA) and RNA concentration and purity were determined using a spectrophotometer (GeneQuant, GE Healthcare Biosciences, German).
mRNA profiling was performed using Clariom D-Human Array (Life technologies,
SIF: A28139434). This array comprises
Small non-coding RNA expression profiling was performed by using GeneChip miRNA
4.0 Array (Life technologies, SIF: A28139434). Microarray experiments were
conducted according to the manufacturer’s instructions. 300 ng of total RNA were
labelled with FlashTag Biotin HSR RNA Labeling Kit (Life technologies, SIF:
A28139434). The labelling reaction was hybridized on the miRNA Array in
Affymetrix Hybridization Oven 645 at 48
Data (.CEL files) were analyzed and statistically filtered using software Partek
Genomic Suite 6.4 (Partek Inc., St. Louis, MO). Input files were normalized with
the RMA algorithm for gene array on core metaprobesets. A one-way ANOVA was
performed with the Partek Genomics Suite across all samples. A p value
Eight children with refractory epilepsy were treated with a KDT (Table 1 and Supplementary Table 1). The age at seizure onset was very variable and seizure type was as follows: 3 focal onset, 2 generalized tonic-clonic, 2 tonic, 1 multiple. Six children had seizures daily (1–50 seizures/day) and 2 of them had seizures monthly (1–2 seizures/month). The median number of ASM used before the onset of KDT was 4 (range 2–8) and no patient was treated with epilepsy surgery prior to KDT. The average age of the patients at the beginning of the diet was 19 months, while an average of 7 months elapsed from the onset of the seizures to the onset of the treatment.
Patient | A | B | C | D | E | F | G | H |
Gender | Male | Female | Male | Male | Female | Male | Female | Female |
Age of onset of epilepsy | 9 m | 15 d | 4 m | 6 m | 3 m | 19 m | 9 y, 11 m | 3 m |
Aetiology of epilepsy | Down synd. | CDKL5 mut. | RBFOX1 mut. | Severe asphyxia | SCN1A mut. | Anti-NMDA receptor encephalitis | SCN9A mut. | UK |
Duration from seizure onset to initiation of the KDT | 12 d | 2 m | 11 d | 6 y, 3 m | 2 y, 1 m | 12 m | 3 y, 4 m | 2 m |
Age at the beginning of the intervention | 9 m, 12 d | 2 m, 15 d | 4 m, 11 d | 6 y, 9 m | 2 y, 4 m | 2 y, 7 m | 13 y, 3 m | 5 m |
Type of KDT | CDK 3:1 | CDK 3:1 | CDK 3:1 | CDK 4:1 | MAD | CDK 3:1 | MAD | CDK 3:1 |
Efficacy in seizure reduction: | ||||||||
3 months | 100% | - | - | 90–100% | - | - | 100% | |
6 months | 100% | 50–90% | 90–100% | 0% | 90–100% | 90–100% | 100% | |
12 months | 100% | 90–100% | 100% | 90–100% | 0% | 50–90% | 100% | 100% |
24 months | 100% | 100% | - | - | 0% | 50–90% | - | 100% |
BHB blood levels (µmol/L) | ||||||||
3 months | 3.8 | 6 | - | 1.4 | 2.1 | 5.4 | 0.4 | 3.9 |
6 months | 2.6 | - | 5.4 | 0.4 | 2 | 4.4 | 1.1 | 4.2 |
12 months | 5 | 3.8 | - | 0.1 | 2.4 | 3.3 | 1.5 | 3.7 |
24 months | 5.9 | - | - | 1.6 | 1.8 | 4.3 | - | 2.6 |
Length of the KDT | 29 m | 20 m | 9 m | 26 m | 22 m | 24 m | 23 m | 29 m |
m, months; y, years; d, days; UK, unknown; synd, syndrome; mut, mutation; CDKL5,
cyclin dependent kinase-like 5; RBFOX1, RNA binding fox-1; SCN1A, sodium
voltage-gated channel alpha subunit 1; NMDA, N-methyl-D-aspartate; SCN9A, sodium
voltage-gated channel alpha subunit 9; KDT, ketogenic dietary therapies; CKD,
classic ketogenic diet; MAD, Modified Atkins Diet; BHB,
|
Six patients followed a CKD and two of them a MAD. ASM were prescribed concomitantly with KDT in all cases. The nutritional routes were: nasogastric tube (one patient), gastrostomy tube (one patient) and oral feeding (six patients). The onset of KDT was carried out in hospital admission in 6 patients who started CKD, without fasting or caloric restriction, and the fat content of the diet was progressively increased in all cases. Effectiveness of KDT in seizure reduction is in Table 1. Only one patient did not reduce the number of seizures with KDT (Patient E). However, she achieved a faster recovery from the seizures and her cognitive status subjectively and significantly improved during the treatment. Four patients had early secondary effects. Throughout the follow-up, these side effects occurred in some patients, most of them were considered mild: hypercholesterolemia, hypertriglyceridemia, constipation, hypercalciuria, hypocitraturia, proteinuria, acidosis, and elevation of plasma gamma-glutamyl transferase (GGT) activity. The duration of KDT ranged from 9 to 24 months. Three patients discontinued the diet throughout the follow-up (one due to side effects and two because the diet became ineffective in the long-term).
The peripheral blood mononuclear cells (PBMCs) gene expression profile from the
paediatric patients treated with the KDT for at least 6 months, significantly
differed from the pre-intervention one. 4630 mRNAs differentially expressed
(p

Transcriptomic analysis of PBMCs before and after a KD intervention in epileptic paediatric patients. (A) Principal components analysis (PCA) displays clear spatial separation in the expression between the two groups of samples identified by unsupervised hierarchical clustering. In the 3-dimensional plot, the three principal components PC#1, #2 and #3 of all samples with over 20,000 well-annotated genes and their respective variations are expressed on the x-, y- and z-axis. The total percentage of PCA mapping variability is 35%. Each data point represents one sample. The ellipsoids highlight the portioning of the different samples. Assignment of samples by colour: pre-intervention (red) and post-intervention (green). (B) Heatmap of pre-intervention (red bar) and post-intervention (green bar) samples and 4630 genes derived from ANOVA. Each line represents a patient and each column a gene. Up-regulated genes are represented in red and down-regulated genes in blue. This shows a complete separation of transcriptomic profile pre- (red) and post- (green) intervention. Images obtained by using The Pathway Studio Software (Ariadne software, https://www.pathwaystudio.com).
According to Pathway Studio, of the 10 biological pathways that show the highest
statistically significant treatment-induced change in their gene expression, we
can highlight the following ones: synaptic transmission (19 genes involved,
p-value 3.40
Biological process | p-value | Number of genes | |
1 | Multicellular organismal development | 5.61 × 10 |
36 |
2 | Synaptic transmission | 3.40 × 10 |
19 |
3 | Protein homooligomerization | 5.97 × 10 |
11 |
4 | Cell differentiation | 5.00 × 10 |
22 |
5 | Response to denervation involved in regulation of muscle adaptation | 5.54 × 10 |
3 |
6 | Potassium ion transmembrane transport | 6.99 × 10 |
8 |
7 | Transmembrane transport | 7.11 × 10 |
20 |
8 | Protein ubiquitination | 8.62 × 10 |
13 |
9 | Nervous system development | 1.09 × 10 |
16 |
10 | Small molecule metabolic process | 1.12 × 10 |
30 |
Top ten biological processes whose gene expression change after intervention
with KDT ( |
Most of the genes involved in synaptic transmission are down-regulated after KDT
(16 vs 3 genes). Potassium channels KCNJ12, KCNMA1, KCNK6 and KCNA10 are
down-regulated, while only a Ca
Gene | Protein encoded | Fold change |
KCNJ12 | Kir2.2. ATP-sensitive inward rectifier potassium channel 12 | –1.164 |
KCNMA1 | KCa1.1. Ca |
–1.279 |
KCNK6 | K |
–1.17 |
SLC22A2 | Solute carrier family 22 member 2 | –1.175 |
CACNA1C | Ca |
1.183 |
KCNA10 | KCNA10. potassium voltage-gated channel subfamily A member 10 | –1.277 |
MAOA | Monoamine oxidase A | –1.196 |
FGF12 | Fibroblast Growth Factor 12 | 1.193 |
PRKCG | Protein kinase C gamma | –1.175 |
GNG10 | Guanine nucleotide-binding protein G(I)/G(S)/G(O) subunit gamma-10 | –1.175 |
HCRTR1 | Hypocretin receptor type 1 | –1.168 |
HCRTR2 | Hypocretin receptor type 2 | –1.183 |
HTR6 | 5HTR6. 5-Hydroxytryptamine Receptor 6 | –1.331 |
MTNR1B | Melatonin Receptor 1B | –1.193 |
GRM3 | Glutamate Metabotropic Receptor 3 | –1.175 |
DOC2A | Double C2-like domain-containing protein alpha | 1.21 |
CHRNB3 | Neuronal acetylcholine receptor subunit beta-3 | –1.231 |
DLGAP1 | Disks large-associated protein 1 (DAP-1) | –1.166 |
BSN | Bassoon presynaptic cytomatrix protein | –1.084 |
A global analysis of miRNA expression (miRNome) indicates that there are 230
miRNAs which are expressed differently before and after KDT. Fig. 2 shows the
heatmap of the expression profile of these mRNA regulators. If additionally the
miRNAs are restricted with a fold change

Heatmap of pre-intervention (red bar) and post-intervention (green bar) samples of 230 miRNA derived from ANOVA. Each line represents a patient and each column a miRNA. Up-regulated miRNAs are represented in red and down-regulated miRNAs in blue. Image obtained by using The Pathway Studio Software (Ariadne software, Elsevier, https://www.pathwaystudio.com).
A combined analysis of the miRNAs and mRNAs that change significantly with KDT intervention was also carried out (see the list of genes and miRNAs in the Supplementary Information). Several of the selected miRNAs regulate genes whose expression change with the intervention (see Fig. 3). All the relevant changes in mRNA and miRNAs (and their physiopathological significance) are summarized in Fig. 4. The results show that 8 genes related to the nervous system modulate their expression after KDT and are known to be regulated by the miRNAs modified during the intervention. These genes are: CDH2 (regulated by miRNA-199b-5p), NEGR1 (regulated by miRNA-875-5p), NEDD4 (regulated by miRNA-9-5p), FGF12 (regulated by miRNA-9-5p and miRNA-93-5p), CNTN2 (regulated by miRNA-185-5p), BSN (regulated by miRNA-185-5p and miRNA-153-3p), CACNA1C (miRNA-323a-3p and miRNA-153-3p), and DOC2A (regulated by miRNA-153-3p).

Genes and miRNAs with biological relevance in our study. In all
panels, blue indicates genes or miRNAs that are down-regulated and red those that
are up-regulated. Each panel shows our selection strategy. (A) From 4630
genes differently expressed after KDT, the 19 involved in the synaptic
transmission pathway have been selected to be discussed. Protein encoded by these
genes can be found in Table 2. (B) From 230 miRNAs differently expressed after
KDT, the 11 which have a fold-change

Treatment with KDT (
The results show that synaptic transmission is the most relevant biological pathway related to epilepsy, targeted by our intervention with KDT in epileptic children. In general, genes which encode proteins involved in this pathway are down-regulated after the intervention. These genes are basically: ion channels, neurotransmitter receptors, and structural synapse proteins.
Regarding the changes in the expression of ion channels, of the four potassium
channels whose expression varies with KDT, three of them have been previously
linked to epilepsy: Kir 2.2, whose up-regulation has been described in epilepsy
[26]; KCNMA1, a Ca
The results show a KD-induced down-regulation of several genes encoding neurotransmitters’ receptors in epileptic children: orexin, serotonin, melatonin, glutamatergic and cholinergic receptor. Antagonists of the orexin receptors, HCTR1 and HCTR2, can reduce seizures in animal models [31]. Serotonin receptor 5-HT6 seems to be involved in the regulation of cognition, feeding, and, possibly, affective state and seizures [32]. Blockade of the 5-HT6/mTOR pathway can be used as a target for epileptic treatment [33]. It has been found that the expression of melatonin receptors, MT1 and MT2, is increased in the hippocampus of pilocarpine-induced epileptic rats during the epileptic state, while it decreases in a chronic state [34]. Glutamatergic systems are involved in the control of excitation and inhibition. Higher expression of mGlu2/3 receptors have been found in the hippocampus of patients with temporal lobe epilepsy [35]. Finally, the results also show a decrease in the expression of CHRNB3, a cholinergic receptor, already been described as a possible gene associated with epilepsy [36].
On the other hand, MAOA is the enzyme of the external mitochondrial membrane that degrades neurotransmitters. Its inhibition has anticonvulsant effects [37]. The KDT down-regulated the MAOA expression.
Some structural synapse proteins have shown also different gene expression after
the KDT. DLGAP1 indirectly interacts with a voltage-dependent Ca
In general, the changes we have seen in the gene expression related to synaptic transmission fit with a decrease in neuronal excitability, explaining at least part of the therapeutic effect of KDT in epilepsy.
Changes in miRNAs expression are especially important since they regulate the translation of mRNA and therefore control gene expression. Some of the miRNAs whose expression changed more significantly after KDT are involved in antioxidant pathways. It has been previously shown that glucose-induced oscillations of miR-185-5p impairs the cellular antioxidant response in humans through the deregulation of GPx-1 [43]. KDT reduce the oscillation in glucose levels and consequently, in our study, we have found a down-regulation in the expression of miR-185-5p.
On the other hand, miR-330 has been related to the stability of hippocampal neurons [44]. A protective role of this miRNA has been assigned in neurological disorders as Alzheimer’s disease [45]. miR-330-3p is up-regulated by PUFA enriched diets [46] and our results also show an up-regulation of this miRNA after fat enriched KDT.
The combined analysis of both (miRNAs and mRNA) transcriptomic results shows that miR-330-5p regulates the expression of 14 genes and miR-185-5p regulates the expression of 11 genes, two of them related to the central nervous system (CNS): CNTN2 and BSN. Other miRNAs which regulate CNS related genes are miRNA-199b-5p, miRNA-875-5p, miRNA-9-5p, miRNA-93-5p, miRNA-153-3p, and miRNA-323a-3p. Almost all the CNS-genes regulated by these miRNAS have been previously discussed. There are four additional genes regulated by these miRNAs that deserve to be briefly mentioned: CDH2, NEGR1, NEDD4 and CNTN2. Cadherin 2 and contactin 2, encoded by the CDH2 and the CNTN2 genes, respectively, are membrane proteins whose gene deletion has been linked to epilepsy [47, 48]. The KD-induced down-regulation of miRNA-199-5p (CDH2 expression regulator) and miRNA-185-5p (CNTN2 regulator) should be accompanied with an increased expression of these membrane proteins. However, this was the case only for CDH2. CNTN2 was slightly down-regulated in our patients after the treatment. A paradoxical result regarding the NEGR1 gene that is regulated by miRNA-875-5 was also found. It encodes a neuronal growth regulator related to axon regeneration whose deficiency increases seizures susceptibility [49]. The results show a down-regulation of miRNA-875-5 after KDT that is not accompanied with an up-regulation of NEGR1 expression. Finally, we studied a well-known epilepsy associated gene, i.e., NEDD4, known to be regulated by miRNA-9-5p [50]. Using loss of function studies, it has been found that mice deficient in Nedd4-2 increase their seizure susceptibility [50]. Our results show a down-regulation of miRNA-9-5p by KDT in the epileptic children. However, this was not accompanied with a concomitant increase in NEDD4 expression in the patients. Collectively our data show the complexity of the gene regulation and strengthen the idea that it involves not only miRNAs.
We have performed the transcriptional study in the epileptic paediatric patients in PBMCs to reduce the invasiveness of the study. We are assuming that KDT may have a similar effect on the nervous system cells than that found in blood mononuclear cells. We are aware that changes in gene expression varies from one tissue to another, but we would like to emphasize that the vast majority of transcriptomic human studies, especially in patients, are usually performed in blood cells [51, 52]. In addition, despite the coherence between the different individuals in the study and the fact that our results are consistent with the clinical effects of KDT, the number of patients analyzed is small, and this makes it difficult to generalize our results.
Treatment with KDT for more than 6 months reduces the number of seizures in epileptic paediatric patients and induces significant changes in their gene expression profile. Our study reveals changes at the transcriptomic level in genes encoding ion channels, neurotransmitter receptors, and synapse structural proteins. These findings may explain the effect of the diet on the epileptic crises. Our results contribute to understand the mechanisms of action of KDT and reinforce their clinical importance in the epilepsy treatment.
ASM, antiseizure medications; BDNF, brain-derived neurotrophic factor; BHB,
JRH, GOG, ECV, CPG, and JV planned the experiments. ES, AGC and GOG performed the transcriptomic experiments and JG, MCGC and JV supervised the experiment. CPG supervised each clinical step. GOG and JV wrote the first draft and all authors commented criticized, and reviewed the manuscript. All authors accepted the final version of the manuscript.
All experimental procedures were approved by the Committee on Ethics in Clinical Research of the University Children’s Hospital Niño Jesús of Madrid (R-0002/15). All patients or their relatives were fully informed of the aims and scope of the research and signed an informed consent.
We thank Marilyn Noyes for her kind help in reviewing the manuscript.
This work was supported by Sira Carrasco Grant 2015 from SEGHNP, Instituto de Salud Carlos III and FEDER [grant number PIE15/00013], SAF2016-75508 -R from the Spanish Ministry of Education and Science (MEC), CB16/10/00435 (CIBERFES), PROMETEOII2014/056 from Conselleria de Sanitat de la Generalitat Valenciana and EU Funded CM1001 and FRAILOMIC-HEALTH.2012.2.1.1-2, ADVANTAGE-724099 Join Action (HP-JA) 3rd EU Health Program and DIALBFRAIL-LATAM (825546 H2020-SC1-BHC).
The authors declare no conflict of interest.